- Capital One (New York, NY)
- …team, the candidate will focus on operational and compliance audits, including operations of investment ( securities and transactions). Responsibilities: + ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of… more
- Wells Fargo (Charlotte, NC)
- …Join us! **About this role:** Wells Fargo is seeking a **Senior Institutional Investment Operations Specialist ** for **The Structured Products Group (SPG)** ... so does the need to support our businesses and partners. The **Senior Institutional Investment Operations Specialist ** will work to support complex deals,… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo seeks an **Institutional Investment Operations Specialist ** for **The Structured Products Group (SPG)** Team in **Corporate ... need to support our businesses and partners. The **Institutional Investment Operations Specialist will** work...Qualifications:** + Candidates should have an understanding of loan, securities , and finance terms and be able to explain… more
- Wells Fargo (Charlotte, NC)
- …all begins with you._ **About this role:** Wells Fargo is seeking an Institutional Investment Operations Specialist within our Mortgage Banker Finance Group ... issues and achieve goals **Required Qualification:** + 2+ years of Institutional Investment Operations experience, or equivalent demonstrated through one or a… more
- Robert Half Finance & Accounting (Philadelphia, PA)
- Description Robert Half is looking for a Senior Operations Specialist to join our client's team in the Philadelphia area. This Senior Operations ... and resolve reconciliation issues in real time. Requirements The ideal Senior Operations Specialist candidate should have a Bachelor's degree or equivalent… more
- Raymond James Financial, Inc. (New York, NY)
- …key themes and identify possible impacts on the business. Develop and amend investment models to provide input to senior colleagues and/or help manage assigned ... ensure the company complies with regulations and good financial practice. Provide specialist advice on the interpretation and application of policies and procedures,… more
- Guardian Life (Holmdel, NJ)
- The Operations Specialist will serve as the expert on all aspects of our managed account model management, trading platform, annuity operations as well as ... Account Proposals as well as our Digital strategy. The Operations Specialist will intimately understand how our...as point of contact for customer inquiries from our Investment Advisers, 3rd Party sponsors, and other internal Guardian… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist **Reports to:** Director, Financial Crime Risk Oversight, TD ... Securities , US **Position Summary** The US FCRM TDS Business...maintain the TDS US FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation… more
- US Bank (Milwaukee, WI)
- …Day One. **Job Description** The Depositary Processing team is hiring a Custody Operations Specialist 3 responsible for the operational support and processing of ... sizes established by clients for various purposes. Accountable for setting up securities , general account and asset level maintenance with some level of supervision.… more
- Raymond James Financial, Inc. (Ann Arbor, MI)
- …* Transmits and receives messages with home office. * Processes securities transactions, including transmitting orders, cancellation and correction of orders and, ... General office practices, procedures, and methods. * Financial services industry investment concepts, practices and procedures. * Operating standard office equipment… more
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