- HSBC (Miami, FL)
- …client base, including advisor-led and Self-Directed via phone and email. The Specialist also supports inquiries from Wealth Centers and internal clients such as ... WRMs (Wealth Relationship Managers), Wealth Operations staff, Compliance and Sales Management. Responsible for receiving and executing domestic and international … more
- JPMorgan Chase (Newark, DE)
- Join JPMorganChase and be at the forefront of optimizing our trading operations . This role offers a unique opportunity for career growth and skill enhancement, as ... and contribute to driving impactful change and innovation. As a Trading Services Specialist within JPMorganChase, you will play a pivotal role in the execution and… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- TEKsystems (Tempe, AZ)
- …skills. Preferences: + 1-2 year of financial services experiences focused on investment products. + Previous working knowledge of securities licensing and ... in a financial services capacity + Knowledge of mutual funds, annuities, general securities , and other financial products required. + Knowledge of FINRA, SEC, and… more
- TEKsystems (Tempe, AZ)
- …Preferred Qualifications: + 1-2 years of financial services experience focused on investment products + Prior knowledge of securities and insurance licensing ... problem-solving, and follow-up skills + Knowledge of mutual funds, annuities, general securities , and other financial products + Familiarity with FINRA, SEC, and… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- Lincoln Financial (Omaha, NE)
- …ensure they are filed timely and accurately. . Assures fund administration compliance with the Investment Company Act of 1940 as well as the Securities Acts of ... 1933 and 1934 . Maintains a working knowledge of strategic investment market activities and industry pronouncements and their impacts on the Funds as well as Lincoln… more
- Broadview FCU (Albany, NY)
- …interpersonal skills. + Strong organizational skills. + Remain current on LPL, securities market, BWM investment policies/procedures and NYS Dept. of Financial ... liaison between the Director, Advisory Sales and Director, Advisory Operations when needing user input or reporting an issue....or reporting an issue. + Collaborate with the BWM Operations team on data cleanup projects and on-going data… more
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