- MUFG (Irving, TX)
- …preferred, professional qualification such as Certified Financial Analyst (CFA), Financial Risk Manager (FRM), Certified Regulatory Compliance Manger (CRCM), ... Testing (ACT) is an integral part of the MUFG Regulatory Compliance Risk Management function. This position executes a compliance testing program designed to… more
- Neuberger Berman (Chicago, IL)
- …Fixed Income:** Neuberger Berman, founded in 1939, is a private, independent, employee-owned investment manager with c. $558 billion in assets under management ... analyze and optimize portfolios and learn how to take risk through trades. Jump start your career with our...in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities… more
- Robert Half Finance & Accounting (San Francisco, CA)
- …career move. About the Role We are seeking an Accounting & Tax Manager to support a sophisticated, multi‑entity family office. This role leads end‑to‑end accounting, ... reporting, investment administration, compliance, and tax functions across a diverse...liquidity strategies aligned with broader wealth‑management objectives. Compliance & Risk Management + Ensure compliance with SEC, RIA, and… more
- Nuveen Investments (New York, NY)
- …Development, Client Relationship Management, Due Diligence, Financial Analysis, Financial Risk Management, Investment Management, Investment Strategy ... **RE Portfolio Manager ** The Real Estate Portfolio Management job manages...works to implement and execute the organization's real estate investment strategy, including portfolio construction, market and asset selection,… more
- JPMorgan Chase (New York, NY)
- …of risk /reward trade-offs, and an ability to display sound investment judgement + Self-starter with ability think creatively when evaluating and progressing ... JP Morgan Asset Management is the world's third-largest alternatives manager , with a 40-year history of delivering innovative alternative solutions across market… more
- PNC (Phoenix, AZ)
- …on a regular basis. Some responsibilities may be performed remotely, at the manager 's discretion. The Client Service Associate Sr. serves as the primary point of ... completing activities across all PNC Private Bank products and services (Banking, Investment and Fiduciary). The Client Service Associate Sr also partners with… more
- TD Bank (New York, NY)
- …reliably and efficiently. **ABOUT THE ROLE** We are seeking an experienced Project Manager / Delivery Lead with 7+ years of end-to-end delivery expertise to drive ... highly-diverse equity research franchise, while growing our strong, diversified investment bank. We are growth-oriented, people-focused, and community-minded. As a… more
- Guardian Life (Columbus, OH)
- …Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you will conduct branch office inspections using risk -based ... insurance laws. The Lead Compliance Analyst is responsible for developing a risk -based plan for the branch office inspection, executing the plan, and delivering… more
- Bank of America (Pennington, NJ)
- …Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth ... planning for retirement, education, legacy, and other life goals through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client… more
- Bank of America (King Of Prussia, PA)
- …needs and asset thresholds, meeting with clients to review financial and investment goals, building a financial plan, and recommending brokerage products. Job ... client needs and asset thresholds * Mitigates and controls risk as part of daily activities * Identifies and...asset thresholds, meeting with clients to review financial and investment goals, building a financial plan, and recommending brokerage… more