- M&T Bank (Wilmington, DE)
- …and administering its compliance program in accordance with Rule 38a-1 under the Investment Company Act of 1940, as promulgated by the Securities and Exchange ... or virtually) to observe the compliance programs in place (eg, investment advisers, administrators, transfer agents, and principal underwriters), ensuring their… more
- Bank of America (San Antonio, TX)
- …Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth ... planning for retirement, education, legacy, and other life goals through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client… more
- BlackRock (Princeton, NJ)
- …one of the leading asset management firms internationally. It provides global investment management, risk management, and advisory services. These services are ... the world's capital markets. Our clients can access our investment solutions through a variety of product structures, including...+ Set up and modify fee agreements in Fee Manager software, including banking details, CUSIP changes, fund mergers,… more
- BlackRock (San Francisco, CA)
- …people, and technology needed to manage money in real time. Our investment software combines risk analytics with portfolio management, trading, compliance, ... That's why investors of all kinds have made us the world's largest asset manager , entrusting us with trillions of dollars, and it's why companies, institutions and… more
- Massachusetts Institute of Technology (Cambridge, MA)
- …opportunities; writing memos; leading or co leading due diligence; assessing risk /reward; maintaining global manager relationships; partnering with Operations, ... Number: 25292 + Functional Area: Finance/Accounting + Department: MIT Investment Management Company + School Area: Executive Vice President...Legal, and Data teams on terms, risk , and sizing; travel as needed to meet managers,… more
- BlackRock (New York, NY)
- **About this role** **Job Description - Client Success Manager ** Aladdin is BlackRock's central technology platform that connects the key functions of investment ... integrated system. From portfolio management and trading to compliance, operations, and risk oversight, Aladdin brings together people, processes, and data to create… more
- TD Bank (New York, NY)
- …and participate in special projects/initiatives on behalf of the consolidated Risk Management team. + Provide thought leadership and recommendations for identifying ... resolution and escalate matters to Managers or the Senior Manager when appropriate. + Have a good understanding of...Supports projects or workstreams within broader projects with moderate risk or complexity and may be accountable for managing… more
- TD Bank (New York, NY)
- …Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a Surveillance ... governance, trade surveillance systems, and regulatory requirements at a large investment bank/systemically important financial institution in the US. Our team of… more
- Robert Half Accountemps (Brooklyn, NY)
- Description Overview A global leader in the financial services and investment banking industry is seeking an Executive Director of Investor Relations to provide ... strategic leadership and operational oversight within its Alternative Investment Services (AIS) division. This individual will set the vision for investor relations… more
- City National Bank (Wilmington, DE)
- …and trust administration review of all potential new trust or investment business. Partner with Business Development colleagues (Banker, Financial Advisor, Portfolio ... Manager , etc.) to ensure proposed new relationships are within CNB's risk appetite and can be managed without issue. *WHAT WILL YOU DO?* * Administer and… more