- Scotiabank (New York, NY)
- …audit. + Experience/background in compliance applicable to institutional trading & sales , investment banking, futures commission merchant, swap dealer ... CFTC, NFA rules applicable to international banks conducting institutional trading & sales , investment banking, investment management, and commercial banking… more
- Scotiabank (New York, NY)
- …in compliance applicable to broker-dealer internal inspections, institutional trading & sales , investment banking, futures commission merchant, swap dealer ... state banking rules applicable to international banks conducting institutional trading & sales , investment banking, investment management, and commercial… more
- BMO Financial Group (Barrington, IL)
- Provides high quality sales and service to investment clients to deliver an exceptional client experience. Provides technical expertise for all aspects of ... investment management and administration to ensure compliance. Works collaboratively...may include delivery of training to audiences. + Performs sales & service support activities as required to meet… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …including approval and ongoing qualifications of the discretion platform Monitors the sales practices, fiduciary and investment advisory activities of advisors ... **Job Summary:** The Advisory Supervision team provides fiduciary oversight of Investment Adviser Representatives (IARs) in accordance with SEC regulations and… more
- The Hartford (Hartford, CT)
- …insights to senior management and client portfolio managers + Help market HIMCO's investment activities. Support sales and marketing activities for clients and ... MBS (the PM), will help lead the Agency MBS investment activities of the firm. The PM will be...of HIMCO's Agency MBS clients tailored to their specific investment guidelines and risk appetite. The PM will be… more
- Jackson National Life Insurance Company (Nashville, TN)
- …**Knowledge, Skills and Abilities** + Expertise in annuities, mutual funds, and other investment related sales strategies. + Expertise in advanced case design ... support and promote the sale of Jackson's suite of investment products through advanced retirement and wealth planning strategies....Director acts as a consultant and liaison to the sales force and a business partner to their advisors,… more
- NBT Bank (Williamsville, NY)
- …+ Bachelors Degree or equivalent education and experience + Minimum 3 years investment and insurance sales experience required Skills and Abilities: + Thorough ... $58,500 - $520,000 Interviews and profiles customers/prospects to determine investment and insurance needs, recommends appropriate products/solutions with a focus… more
- NBT Bank (Vestal, NY)
- …with assigned branches to discuss sales ideas, referral opportunities, sales efforts, current investment climate, customer insights and results. Education ... or equivalent education and experience + Minimum 2-3 years investment and insurance sales experience required Skills and Abilities: + Thorough knowledge of… more
- Citigroup (Washington, DC)
- …to maintain these standards. **Qualifications:** + 10+ years of experience. + Robust investment and insurance sales experience; prior investment /insurance ... clear ambassador to the overall growth and success of the CPWM Investment business. + Job function includes top regional supervisory responsibilities, setting vision… more
- BlackRock (Princeton, NJ)
- …understanding of BlackRock's active and alternative fixed income strategies, and the systematic investment process + Support sales teams in the representation of ... President / Director** **Firm Overview:** BlackRock is a global leader in investment management, risk management and advisory services for institutional and retail… more