- Fifth Third Bank, NA (Birmingham, MI)
- …of each Mortgage Loan Originator (MLO) inclusive of structuring loans, pricing, investment of marketing dollars, group affiliations and prioritization of MLO ... Meet standards and objectives defined by management for team mortgage loan sales and cross-selling objectives. Responsible for the overall production of the team… more
- Aristotle Capital Management (Los Angeles, CA)
- …stages aligned with complex client journeys across all audiences. + Collaborate with sales , product, and compliance teams to build campaign frameworks that align ... reports for multiple audiences. + Understanding of data privacy, regulatory, and compliance considerations specific to financial services marketing . + Ability to… more
- IBM (New York, NY)
- **Introduction** The Technology Sales Leader (TSL) drives the Technology strategy with customers focused around winning the platform and translating customer needs. ... Opportunities * Coordinates account team of technical and brand sales specialists and across partner and support roles *...specialists and across partner and support roles * Leverages marketing to drive customer lifetime value (LTV) * Develop… more
- Lincoln Financial (Concord, NH)
- …74515 **The Role at a Glance** The Role at a Glance The Compliance Consultant, Funds Management role is responsible for supporting Lincoln's Funds Management ... business team by implementing and maintaining complex compliance programs for Lincoln Variable Insurance Products Trust (LVIP), Lincoln Retail Alternatives Funds… more
- Robert Half Finance & Accounting (Boston, MA)
- …will assist with annual supervisory controls testing, review and approve advertising, sales literature, trade corrections, and other compliance matters, while ... boutique Wealth Management firm looking to bring onboard a Compliance Analyst. The role is in Boston, mostly in... or risk management experience for a broker-dealer or investment advisor is required, along with a FINRA Series… more
- Abbott (Lake Forest, IL)
- …you dream of. + Employees can qualify for free medical coverage in our Health Investment Plan (HIP) PPO medical plan in the next calendar year. + An excellent ... and scientists. **The Opportunity** This position: **Medical Director, Patient Safety and Compliance ,** works out of our **Lake Forest, IL** location in the… more
- Atria Wealth Solutions (Marion, IN)
- …and maintain logs. + Maintain Investment Department website. + Ensure the Investment Department is in compliance with FINRA. + Maintain advertising and ... + Complete continuing education to maintain licenses. + Compile production and marketing projections, in December, and develop an Investment Department budget… more
- Bank of America (Darien, CT)
- …Merrill strategy, products & services, wealth management process, desk top technology, marketing consultative sales skills and investment financial planning ... Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth… more
- Scotiabank (New York, NY)
- …and creating marketing materials with the primary marketers to advise investment grade and high yield clients on the origination, structuring and execution of ... Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America,… more
- Wells Fargo (Charlotte, NC)
- …Wells Fargo Private Bank and other internal divisions including consulting, marketing , legal, compliance and operations **Required Qualifications:** + 5+ ... the Alternatives Investments Group as part of Wealth and Investment Management. Learn more about our career areas and...well as support product portfolio monitoring + Manage the compliance approval process across the firm for internally produced… more