- Coldstream Wealth Management (Portland, OR)
- …to join one of our growing wealth management teams! You will learn the Registered Investment Advisor industry from the ground up and have multiple career paths ... Job Descriptions: Providing exceptional service to our clients starts with investing in...receive documents to and from clients, their advisors, and investment custodians + Log all activities in the firm's… more
- Raymond James Financial, Inc. (Seattle, WA)
- …a clearing broker-dealer and custodian for many of our affiliated broker-dealer/ investment advisor subsidiaries, including RJFS and RJFSA. Additionally, RJA ... billion of assets under administration._ _About Raymond James:_ _RJA is an investment adviser and full- service broker-dealer dually registered with the… more
- PNC (Cleveland, OH)
- …in STEM OPT for this position. PNC Capital Advisors (PCA) is a Registered Investment Advisor (RIA) that specializes in managing taxable fixed income portfolios ... for institutional clients. Investment strategies range from liquidity and short duration through...with technology partners. * Support business development and client service partners. * Conduct security analysis across corporate, government,… more
- Guardian Life (Nashville, TN)
- …laws (inclusive of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at an insurance-affiliated ... supporting the Law Department's Mission to be a trusted advocate and advisor to drive strategic solutions that advance Guardian's purpose, priorities, and values.… more
- Commerce Bank (Kansas City, MO)
- …accounts which use LPL Financial as a broker-dealer & Registered Investment Advisor . The team provides exceptional customer service and support for our CFA ... the best version of yourself. Because our number one investment is you. Creating an award-winning culture doesn't come...in Kansas City, MO, is looking for a dynamic, service focused and technically adept individual for our Systems… more
- Coldstream Wealth Management (Seattle, WA)
- …Client Service Associate with a growing team, you will learn the Registered Investment Advisor industry from the ground up and have multiple career paths to ... If you're interested in starting a career in financial services , Coldstream has a fantastic opportunity to join one...planning and focus on providing unparalleled advice and exceptional service . We welcome new colleagues who believe in our… more
- Charles Schwab (Henderson, NV)
- …an assigned book of business consisting of large family relationships and key investment advisor relationships. In addition, the Senior Team Manager is ... Team Manager is responsible for developing and maintaining relationships with registered investment advisors, trust beneficiaries, and other interested parties for… more
- JPMorgan Chase (Jersey City, NJ)
- …laws and regulatory requirements (eg, 12 CFR 9) related to asset management, investment advisor , broker-dealer and fiduciary activities. + Knowledge of various ... Wealth Management business experience. + Bachelor's degree (or relevant financial services experience). + Experience with internal audit methodology and the… more
- US Bank (Alexandria, KY)
- …discover what you excel at-all from Day One. **Job Description** The Wealth Management Advisor (WMA) position is the investment planning and investment and ... research and due diligence, and portfolio construction resulting in tailored investment management and insurance services based upon a client's… more
- Paychex (Boston, MA)
- …appointments and visiting potential and current referral sources, specifically the financial advisor channel and registered investment advisor community to ... pursue your passion and unleash your potential. Overview Selling Company's products and services by developing new clients and increasing the client base to increase… more