- Principal Financial Group (Des Moines, IA)
- …to join our Individual Solutions team. In this role, you'll lead a team of Investment Advisor Representatives (IAR's) working in the "Managed Money" area of ... bachelor's degree or equivalent experience, and 8+ years of experience on a sales or service team marketing products and services + FINRA Series 7, FINRA Series… more
- Robert Half Finance & Accounting (Mountain View, CA)
- …is partnering with a prestigious Silicon Valley Wealth Management firm, a Registered Investment Advisor with ~1B AUM, renowned for its innovative approach to ... growing team! Responsibilities: + Collaborate with the Advisory Group, Investment Department, and Client Services Team to...the Advisory Group, Investment Department, and Client Services Team to gain expertise and actively engage in… more
- JPMorgan Chase (Jersey City, NJ)
- …laws and regulatory requirements (eg, 12 CFR 9) related to asset management, investment advisor , broker-dealer and fiduciary activities. + Knowledge of various ... Wealth Management business experience. + Bachelor's degree (or relevant financial services experience). + Experience with internal audit methodology and the… more
- US Bank (Green Bay, WI)
- …discover what you excel at-all from Day One. **Job Description** The Wealth Management Advisor (WMA) position is the investment planning and investment and ... research and due diligence, and portfolio construction resulting in tailored investment management and insurance services based upon a client's… more
- Robert Half Finance & Accounting (Mountain View, CA)
- …recruiting for a Client Service Associate at a growing, client-focused Registered Investment Advisor (RIA). This is a full-time permanent role based in San ... collaborative, high-performing team that values hard work, integrity, and strong client service . The firm offers a positive culture, low turnover, and excellent… more
- Robert Half Finance & Accounting (Mountain View, CA)
- …Bonus + Profit Sharing About the Firm: Join a thriving, independent Registered Investment Advisor (RIA) and financial planning firm with over $1.2 billion ... and connect with Jennifer Fukumae on LinkedIn for faster consideration. Client Service Associate (CSA) Location: Mountain View, CA (Onsite 4x/week, 5 days/week… more
- First Horizon Bank (Knoxville, TN)
- …Word, Microsoft Excel, etc. -Relevant certifications -2-4 years of Trust or Investment Advisor experience or the equivalent in education and experience. ... wealth management client relationships and delivers high quality fiduciary services . Officer assumes primary responsibility for overall client satisfaction as… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …favorable tax status in Global Markets. + Partner with Securities Lending Agent and/or Investment Advisor on global activity, such as shares segregated due to ... department procedures and deadlines tonsure regulatory compliance and exemplary client service . Exceed established departmental service levels. Improve … more
- BlackRock (San Francisco, CA)
- …delivering results. . Strong financial services background with knowledge of investment rends and advisor practices. . Outstanding ability to articulate ... broker-dealers, private banks, independent advisors, family offices, and Registered Investment Advisors (RIAs). As such, Offshore Wealth has been instrumental… more
- Charles Schwab (Westlake, TX)
- …with B2B to B2C relationships. + Deep understanding of the Registered Investment Advisor (RIA) business preferred or extensive experience delivering product ... billion in grants to more than 270,000 charities. DAFgiving360 has entered into a services agreement with Charles Schwab & Co., Inc. for administrative and other … more