- City National Bank (Los Angeles, CA)
- …focusing on regulatory compliance issues with respect to marketing and other investor /third party materials and communications. The Compliance Officer will serve as ... the primary day to day contact for the business regarding marketing materials and communications. The Compliance Officer will report to a supervisor with the Wealth Management Broker/Dealer Compliance division. *The Responsibilities* * Review marketing… more
- Aegon Asset Management (Cedar Rapids, IA)
- …a clear purpose: Helping people live their best lives. As a leading global investor and employer, the company seeks to have a positive impact by addressing critical ... environmental and societal issues, with a focus on climate change and inclusion and diversity. * As of December 31, 2023 At Transamerica, hard work, innovative thinking , and personal accountability are qualities we honor and reward. We understand the… more
- Citigroup (Tampa, FL)
- …for fund and dissemination of the associated unit prices to facilitate investor dealing in accordance with all local regulations, accepted accounting values, and ... local tax requirements, as well as produce full set of audited annual financial accounts and unaudited semiannual accounts for each regulated entity + Complete regulatory reporting and associated client reporting requirements covering all aspects of the funds… more
- Insight Global (New York, NY)
- …focusing on regulatory compliance issues with respect to marketing and other investor /third party materials and communications. The Compliance Officer will serve as ... the primary day to day contact for the business regarding marketing materials and communications. The Compliance Officer will report to a supervisor with the Wealth Management Broker/Dealer Compliance division. * Review marketing material for consistency with… more
- Bell Partners (Alexandria, VA)
- …help ensure your region of properties is adequately staffed and managed for optimal investor returns. What we can offer you: + Opportunities for career growth + ... Total rewards benefits package + Family health insurance, 401(k) match, Vacation, Personal Days, and Sick time + Customized training programs + Associate referral bonus plan + Diverse, equitable, and inclusive work environment + A culture that empowers you to… more
- Bank of America (Boston, MA)
- …the Boston Global Equity Sales team who cover the Boston-based Institutional Investor client base with BofA Securities' Global Equity offering across Research, ... Trading, Capital Markets, Derivatives, and Prime Brokerage. To help facilitate the equity advisory needs of our clients, the candidate will need exceptional communication skills and be able to work in a team environment. A strong interest and passion for the… more
- Robert Half Finance & Accounting (West Hollywood, CA)
- …with organizational priorities. * Lead capital markets transactions and manage investor relations from a financial perspective. * Implement and maintain financial ... systems, such as NetSuite, to improve operational efficiency. * Ensure fiscal discipline and integrity across all financial activities. Requirements * Bachelor's degree in Finance, Accounting, Economics, or a related field; advanced certifications such as CPA… more
- Tucson Electric Power (Tucson, AZ)
- …Arizona, is a subsidiary ofFortis Inc. (https://www.fortisinc.com) , the largest investor -owned electric and gas distribution utility in Canada. Our public utility ... subsidiaries, Tucson Electric Power Company, UNS Electric, Inc. and UNS Gas, Inc., power our economy by providing electric and gas service to nearly 700,000 customers in Arizona. We embrace a spirit of giving, dedicated to improving quality of life in the… more
- Exelon (Washington, DC)
- …and with external agencies + Ability to coordinate with legal, finance, and investor relations teams **Benefits** **Benefits** + Annual salary will vary based on a ... candidate's skills, qualifications, experience, and other factors: $113,600.00/Yr. - $156,200.00/Yr. + Annual Bonus for eligible positions: 20% + 401(k) match and annual company contribution + Medical, dental and vision insurance + Life and disability… more
- FirstEnergy (Mayfield, OH)
- …Headquartered in Akron, Ohio, FirstEnergy includes one of the nation's largest investor -owned electric systems, more than 24,000 miles of transmission lines that ... connect the Midwest and Mid-Atlantic regions, and a regulated generating fleet with a total capacity of more than 3,500 megawatts. **_About the Opportunity_** This is an open position with the Cleveland Illuminating Company, a subsidiary of FirstEnergy Corp.… more