- Capital One (Mclean, VA)
- …broker dealers or investment advisers Preferred Qualifications + Master's Degree or Juris Doctor + 8+ years of experience working in compliance , ... United States of America, McLean, Virginia Commercial Broker Dealer Compliance Advisor - Senior Manager The Compliance ...Dealer Compliance Advisor - Senior Manager The Compliance Advisor Senior Manager will report directly to the… more
- Vanguard (Malvern, PA)
- …objectives. Qualifications: + Minimum of eight years related work experience. Supervisory experience preferred . + Juris doctor or equivalent combination of ... Compliance Director, Regulatory Exam Response Advocate for all...of Vanguard's innovative and highly regulated business lines, Vanguard's Compliance Department encounters a wide range of complex and… more
- Capital One (Richmond, VA)
- …with internal business clients ** Preferred Qualifications:** + Master's Degree or Juris Doctor + CRCM(Certified Regulatory Compliance Manager), CAMS ... Creek 3 (12073), United States of America, Richmond, Virginia Compliance Advisory Manager Capital One is a diversified bank...work. We are seeking a highly motivated and talented Compliance Advisory Manager to join our team in supporting… more
- Commonwealth Care Alliance (Boston, MA)
- …Bachelor's degree **Desired Education (nice to have):** + Relevant graduate degree (eg, Juris Doctor or master's degree in a related field) **Required Experience ... (must have):** + 5-7 years compliance & ethics experience, health insurance preferred + 3-5 years of work experience in a managerial/leadership role managing a… more
- New York State Civil Service (Albany, NY)
- …Albany State NY Zip Code 12246 Minimum Qualifications Required Qualifications:Master's degree or Juris Doctor from an accredited ABA law school (or foreign ... Agency SUNY System Administration Title Executive Director for System-Wide Civil Rights Compliance Occupational Category Legal Salary Grade NS Bargaining Unit M/C -… more
- Capital One (New York, NY)
- …years of people management experience ** Preferred Qualifications** + Master's Degree or Juris Doctor + Currently working as a Broker Dealer or Investment ... America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will...Sr. Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three institutional FINRA registered… more
- Somatus (Mclean, VA)
- …Required Education and Experience: + Bachelor's degree in relevant field is required, Juris Doctor degree from an accredited law school and/or experience as ... of the Company's senior management team, the VP, Corporate Compliance Officer (CCO) is a catalyst for this mission....a licensed clinician is strongly preferred . + Minimum ten to fifteen years of relevant… more
- Capital One (Melville, NY)
- …least 3 years of experience supporting, partnering, and interacting with business clients ** Preferred Qualifications:** + Juris Doctor or Master's Degree + ... Whitman (22600), United States of America, Melville, New York Compliance Advisory Manager The Capital One Retail Bank ...Compliance Advisory Manager The Capital One Retail Bank Compliance team is seeking a Compliance Advisor… more
- Capital One (Melville, NY)
- …or audit supporting commercial businesses ** Preferred Qualifications:** + Master's Degree or Juris Doctor + 4+ years of experience in compliance , legal, ... Whitman (22600), United States of America, Melville, New York Compliance Manager - Lending & Finance Corporate Compliance... Compliance Manager - Lending & Finance Corporate Compliance is seeking a Compliance Advisor Manager… more
- Capital One (Plano, TX)
- …years of auto finance risk experience ** Preferred Qualifications:** + Master's Degree or Juris Doctor + 8+ years of auto finance originations compliance ... Plano 5 (31065), United States of America, Plano, Texas Compliance Advisor Sr. Manager - Auto Finance Capital One...Finance Capital One is looking for a Senior Manager Compliance Advisor to support Auto Finance in Plano. The… more