- Intuit (Mountain View, CA)
- …capabilities to serve a global audience. This includes areas like KYC /KYB processes, AML transaction monitoring, and adherence to various regulatory requirements, ... stitching data across numerous sources to manage compliance risk and regulatory obligations. + Leverage customer insights and compliance regulatory requirements to formulate a compelling platform vision, then develop hypotheses and initiatives to deliver that… more
- First Horizon Bank (Doral, FL)
- …from clients + Collect and review entity due diligence, Know Your Customer ( KYC ), and beneficial ownership information to satisfy compliance requirements + Image and ... index all deposit and client documentation to ensure proper recordkeeping + Perform account maintenance, including adding/removing signers and updating client records + Respond to client inquiries regarding bank products, services, account details, and… more
- SMBC (Charlotte, NC)
- …and obligations in connection with Sanctions Screening, Know Your Customer ( KYC ) and Anti-Money Laundering (AML). You should be fully knowledgeable of ... Fircosoft filtering software and will collaborate with the Business and other support groups by addressing production issues, answering inquiries, updating new sanctions lists and performing system upgrades. You will be primarily transaction focused with a… more
- Citigroup (New York, NY)
- …client, including solving complex client inquiries + Ensure appropriate documentation related to KYC / AML from the client and ensure all aspects of client records ... and documentation are completed and updated + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable… more
- Citigroup (Oakbrook Terrace, IL)
- …and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC /AML and other compliance norms are strictly adhered to + Partner with all ... roles on branch team to ensure all clients have a positive in-branch experience + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets,… more
- St. George's University (Great River, NY)
- …with external reporting for CAAM, Census Bureau, Grenada Statistical Office, Florida DOE, KYC for vendors, and other agencies as required. + Assist with financial ... audits for all companies. + Establish processes and procedures and provide support for 1099, 1098-T, and T11La governmental tax reporting. + Assist with preparing quarterly and annual Bank Compliance Certificates. + Prepare schedules and documentation for… more
- Cognizant (Atlanta, GA)
- …MBP componentized architecture and real-time SaaS delivery. Regulatory familiarity ( KYC /AML, FFIEC/OSFI, PCI DSS) and enterprise risk management. **Nice-to-Have ... Skills:** Exposure to FIS Bank Modernization Framework and incremental modernization across digital/data/AI. Neo/digital bank launch experience; open banking monetization. **Tech Stack & Middleware:** Cloud: Azure (preferred), AWS/GCP as applicable.… more
- TD Bank (Fort Lauderdale, FL)
- …of Retail Banking systems, applications, processes, and procedures + Knowledge of KYC , ATF and/or AML regulations, requirements, and procedures + Strong analytical, ... organizational, and planning skills + Track record of excellent leadership, management, and communication skills + Successfully attracts, recruits, retains and motivates an independent group of professionals within a growth and performance based culture + A… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …assigned. **Skills:** + Customer Due Diligence, Enhanced Due Diligence, and other KYC policies and procedures. + Concepts, practices, and procedures of securities ... industry and/or banking compliance reviews. + Rules and regulations of the USA PATRIOT Act. + Experience with investigative techniques and report writing. + Securities industry knowledge and/or financial services industry experience. + Fundamental investment… more
- Capital One (Charlotte, NC)
- …pending and proposed regulatory changes affecting compliance. + Ensure Know Your Customer " KYC " requirements have been met prior to closing a transaction. + Resolve ... issues that might impede closing and use judgment to involve the manager and internal counsel when required. + Complete post-closing steps to ensure that all necessary documentation is received by downstream partners. + Monitor and clear loan exceptions;… more