- Capital One (Plano, TX)
- …management in a timely manner -Conduct, review, and evaluate findings using AML/ KYC /CIP knowledge -Subject Matter Expert (SME) in AML; provide direction and ... assistance on AML related issues/investigations -Strong analytical writing and communication skills will be a key component as well as use of excellent Organizational and time management skills -Escalation Handling: Handle escalated issues as appropriate for… more
- JPMorgan Chase (Tempe, AZ)
- …Manager Janus team, you will collaborate with the Wholesale Know Your Customer ( KYC ) Operation Central Alert Unit (WKO CAU) and Credit Ops. Your primary role ... will be to aid Chase business bank clients in completing their Merchant Services digital onboarding application. This will involve conducting client outreach to gather additional information or documentation necessary to finalize the application process. The… more
- JPMorgan Chase (Palm Beach, FL)
- …and Skills * Familiarity with JP Morgan Private Bank systems Workstation, Connect, DDR/ KYC or ability to learn proprietary software * Experience and interest in ... financial markets and concepts * Excellent interpersonal skills * Self-starter, extremely organized and detail-oriented with strong commitment to accuracy JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to… more
- Robert Half Finance & Accounting (San Francisco, CA)
- …consultants on ad hoc and strategic projects. Compliance + Coordinate AML/ KYC documentation and tax forms with third‑party service providers. Continuous Improvement ... + Identify opportunities to enhance reporting templates, workflows, and investor portal experiences. Why Join Us + Competitive base salary + annual bonus + 100% employer‑paid medical, dental, and vision + Generous retirement contributions and additional firm… more
- Citigroup (New York, NY)
- …with external regulations, internal policies, and local country compliance (including KYC ). Focus on high quality internal controls. Supports Wealth businesses for ... Audit and Regulatory inquiries or reviews. + Responsible for the management of our Real Estate footprint. + Ensures a realistic succession plan is in place for key roles in the COO organization. In partnership with HR, executes Citi's Talent agenda and… more
- Banc of California (Chicago, IL)
- …Reviews borrower information, perform credit/financial analysis and Know Your Customer ( KYC ) due diligence and insure initial application process meets regulatory ... and Banc standards. Primary focus of attention is creating credit spreads of financial statements of corporate and individual borrowers and prospects, and performing cash flow analysis on request when warranted. In support of the Portfolio Managers, monitors… more
- Santander US (New York, NY)
- …ensure proposed solutions meet operational and regulatory standards (eg PCI DSS, PSD2, AML/ KYC ) as well as all necessary specs related to value proposition agreed ... with client + Coordinate with regional pre-sales teams to maintain consistency in the solution approach across markets + Provide structured feedback to Product Management & Tech on client needs and market trends to influence future roadmap development as well… more
- Citigroup (New York, NY)
- …eg conduct risk, operational resilience, data protection, algorithmic trading, AML/ KYC , consumer protection + Related certifications such as Certified Information ... Systems (CISA), Certified Internal Auditor (CIA), Certified in Risk and Information Systems (CRISC) or similar. AI-related certifications are a plus + Demonstrated successful experience in business, functional and people management + Proven ability to execute… more
- MUFG (Irving, TX)
- …be assigned regularly **Qualifications:** + Experience in AML/BSA Compliance & KYC preferably within the financial services industry with experience conducting EDD ... on foreign financial institutions. + Experience reviewing comprehensive documents inclusive of complex ownership structures and Wolfsberg Questionnaires (CBDDQ, FCCQ and AML programs of FI clients). + Strong working knowledge of AML/BSA/OFAC laws and… more
- MUFG (New York, NY)
- …or the Financial Conduct Authority in the UK); know your customer ( KYC ) laws, rules, and regulations; surveillance (transactions); Market Abuse Regulation (EU); and ... sustainability, including Environmental, Social & Governance, or ESG **WORK EXPERIENCE:** * 10 years of Internal or external audit experience in financial crimes (ie Anti-Money Laundering, Sanctions, Anti-Bribery and Corruption) * Experience with the financial… more