- BlackRock (New York, NY)
- …process; + Manage and coordinate execution of legal agreements; + Assist with KYC /Anti-Money- Laundering (AML) requests; + Perform other related tasks and support ad ... hoc projects as necessary. **Qualifications:** + 4-6 years of relevant experience within a similar function as a corporate secretary or legal assistant; preferably coming out of an investment manager, law firm, or similar financial services firm with… more
- City National Bank (New York, NY)
- …and accurately to inquiries from the Bank's Financial Intelligence Unit ( KYC /AML) and/or other Support Unit's regarding client transactions and account activity. ... * Comply with all Bank policies and procedures and ensure adherence to the Bank's regulatory requirements. * Client Services * Act as primary liaison between the client and all areas of the bank. Perform follow up with all client requests to ensure completion… more
- JPMorgan Chase (New York, NY)
- …strong Risk & Control framework is maintained with an ongoing focus on adherence to KYC , AML, Reputation Risk, and other standards + Guide and mentor the Analyst or ... Associate supporting the client portfolio to help them develop their banking knowledge, technical, product and client facing skills to become junior bankers over time Required qualifications, capabilities, and skills + Excellent written and oral communication… more
- JPMorgan Chase (Jersey City, NJ)
- …+ Bachelor's degree or equivalent experience required. + Solid understanding of AML/ KYC processes, operational risk management concepts, and the impact of policy or ... procedural changes. + Ability to thrive in a fast-paced environment with evolving regulatory and business requirements, demonstrating adaptability and resilience. + Strong organizational, time management, and planning skills; able to manage multiple… more
- Citigroup (Boca Raton, FL)
- …and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC /AML and other compliance norms are strictly adhered to + Partner with all ... roles on branch team to ensure all clients have a positive in-branch experience + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets,… more
- Citigroup (New York, NY)
- …and other relevant information to the Banker + Ensure appropriate documentation related to KYC / AML from the client and ensure all aspects of client records and ... documentation are completed and updated + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable… more
- JPMorgan Chase (Plano, TX)
- …and time management skills + Understanding of Compliance and KYC processes + Effective collaboration, relationship-building and interpersonal skills JPMorganChase, ... one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the JP Morgan and Chase brands. Our history… more
- City National Bank (Phoenix, AZ)
- …which may include escalating to management, referring client transactions to KYC Department for enhanced due diligence or Compliance Investigations for potential ... Suspicious Activity Reporting as required under BSA regulations or Corporate Security for potentially fraudulent activities. * Perform BSA/AML/OFAC reviews of client transactions as applicable to the departmental assignment. * Manages and/or participates in… more
- Citigroup (Los Angeles, CA)
- …and retention of clients, ensuring the appropriate "Know Your Client" ( KYC ) and other compliance deliverables are met; + Identifies cross-sell opportunities ... to deepen and increase share of wallet; + Maximizes client experience by proactive sharing markets updates, trend and intelligence + Drives innovation in the solutions we provide clients and further developing our business where necessary and appropriate +… more
- Insight Global (Wilmington, DE)
- …predefined test scripts provided by the product team, covering account creation, KYC verification, MFA setup, deposits and withdrawals via external wallets, instant ... swaps, advanced spot trading (~30 pairs), password changes, report generation, verification level upgrades, account closure, and help center interactions (eg, stuck transactions). The tester will document all steps and issues in Jira and Confluence,… more