- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** to join the **Regulatory Change & Inventory Management (RCIM)** team within Wells ... Fargo Compliance . As part of the RCIM team, the Lead Compliance Officer will lead several critical tasks required to support the development and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer to join the CIB Macro Business Aligned Compliance Team. Learn more about the career ... the Macro Sales & Trading Compliance Team is a Business Aligned Compliance Officer (BACO). The BACO for this area will serve as the regulatory subject matter… more
- Wells Fargo (Charlotte, NC)
- **About this role:** We are seeking a highly experienced Senior Lead Compliance Officer to support the Structured Products Group (SPG) across both Capital ... lending functions. This role combines strategic advisory and operational compliance responsibilities, ensuring robust regulatory compliance across asset-backed… more
- L3Harris (Rochester, NY)
- …domains in the interest of national security. Job Title: Lead , Legal Compliance (Ethics & Compliance Officer ) Job Location: Multiple: Rochester, New ... seeking an experienced, proactive and solutions focused Ethics & Compliance Officer (ECO) who will be responsible...reduce risk to the company. + Leadership and Culture: Lead by example, fostering a culture of integrity, accountability,… more
- University of Rochester (Rochester, NY)
- …Laboratory for Laser Energetics (LLE) is seeking a highly skilled and experienced Lead Contracting Compliance Officer . This individual will ensure LLE's ... and DFARS, and the application of ethical business practices. The Lead Contracting Compliance Officer will be responsible for developing, implementing, and… more
- AdventHealth (Altamonte Springs, FL)
- …facilities as assigned, with oversight from, and reporting to, the Designated Division Compliance Officer . Lead the day-to-day operations of the corporate ... : Altamonte Springs, FL **The role you will contribute:** The Regional Compliance Officer is responsible for the day-to-day operations of the compliance … more
- City of Long Beach (Long Beach, CA)
- …of Long Beach. Reporting to the Manager of Financial Planning & Analysis, The Port Compliance Officer will lead the internal controls function of the Finance ... PORT COMPLIANCE OFFICER Print (https://www.governmentjobs.com/careers/longbeach/jobs/newprint/5044822) Apply ...effectiveness of internal controls. + Must be able to lead and execute audit engagements, involving controls over financial… more
- Raymond James Financial, Inc. (New York, NY)
- **Job Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and ... Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business...the RJF Compliance Senior Leadership Team, shaping compliance strategy and direction. + Lead the… more
- SMBC (Jersey City, NJ)
- …across the operating environment. **SCOPE** The role will report to Functions Control Officer Lead for Compliance . The incumbent will be responsible ... portfolio of benefits to its employees. **Role Description** The Compliance - Functions Control Officer function plays a critical role in strengthening the … more
- Humana (Baton Rouge, LA)
- …health first** The Compliance Lead serves as the dedicated Compliance Officer for Louisiana to analyze business requirements, provide research and ... compliance risk exposure for the Company. As a Compliance Lead for our Medicaid business, you...business results, you will: + Serves as dedicated Regulatory Compliance Officer for Louisiana Medicaid contract. +… more