- L3Harris (Rochester, NY)
- …domains in the interest of national security. Job Title: Lead , Legal Compliance (Ethics & Compliance Officer ) Job Location: Multiple: Rochester, New ... seeking an experienced, proactive and solutions focused Ethics & Compliance Officer (ECO) who will be responsible...fraud and other alleged violations of L3Harris' Code of Conduct or policies. The ECO will also be responsible… more
- Wells Fargo (New York, NY)
- **About this role:** We are seeking a highly experienced Senior Lead Compliance Officer to support the Structured Products Group (SPG) across both Capital ... risk expertise and consulting for high-risk projects and initiatives. + Conduct compliance risk assessments and support regulatory exams, audits, and… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** in Corporate Risk as part **Trade Surveillance Oversight** Team. This role will be ... responsible for providing oversight of the front-line Market Conduct & Supervision Program market abuse monitoring activities. Learn more about the career areas and… more
- KeyBank (Charlotte, NC)
- …and second line of defense oversight to various lines of business. Additionally, the Compliance Officer will conduct compliance monitoring and testing ... Road - Brooklyn, Ohio 44144 **JOB BRIEF (PURPOSE)** The Compliance Officer will be a member of...defense support to existing processes, procedures and enhancements. + Conduct compliance monitoring to proactively identify process… more
- AdventHealth (Altamonte Springs, FL)
- …facilities as assigned, with oversight from, and reporting to, the Designated Division Compliance Officer . Lead the day-to-day operations of the corporate ... Springs, FL **The role you will contribute:** The Regional Compliance Officer is responsible for the day-to-day...the Region and adherence to state and federal laws. Conduct on-going risk assessment and monitoring of regional activities… more
- SMBC (New York, NY)
- …findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with relevant ... the Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** +… more
- City of New York (New York, NY)
- … team. The selected candidate will report to an Assistant Agency Chief Contracting Officer , and lead a team of six contract managers, procurement analysts and ... an Assistant Commissioner: Bureau of the Agency Chief Contracting Officer ; Bureau of Budget; Bureau of the Controller; Bureau...reports. Job Duties and Responsibilities: As the Director of Compliance , duties will include, but not be limited to… more
- KeyBank (Atlanta, GA)
- …lines of business, as they relate to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct compliance monitoring and ... 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Senior Compliance Officer will be a member of...for the development of new products and/or processes. + Conduct compliance monitoring to proactively identify process… more
- New Jersey Institute of Technology (Newark, NJ)
- Title: Chief Compliance Officer Department: Office of Institutional Compliance Reports To: General Counsel, Senior Vice President of Legal Affairs and ... of Trustees Position Type: Staff Position Summary: The Chief Compliance Officer (CCO) serves as the senior...and regulations affecting higher education institutions. -Proven ability to lead compliance initiatives in a complex university… more
- Vanguard (Malvern, PA)
- …compliance program, and ensure adherence to regulatory requirements. Serves as Chief AML Officer and Bank Secrecy Compliance Officer for the Vanguard ... + Leadership and Strategy: Develop and implement the strategic vision for Vanguard's financial crimes compliance program in the US Lead and mentor a team of … more