- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance ... businesses, working with regional teams across the globe. This Compliance Officer will also support other aspects...guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing … more
- Equitable (Charlotte, NC)
- Equitable Advisors Deputy Chief Compliance Officer ( 250000L7 ) **Primary Location** : UNITED STATES-NC-Charlotte **Other Locations** : UNITED STATES-NY-New York ... Equitable is currently looking to hire a Deputy Chief Compliance Officer (DCCO) for Equitable Advisors within...for compliance counsel and field management regarding compliance issues. + Provide close oversight over regulatory… more
- FirstBank PR (San Juan, PR)
- …& Readiness + Lead and organize efforts for internal, external, regulatory , quality, and compliance audits. + Coordinate documentation, evidence gathering, ... BUSINESS UNIT COMPLIANCE OFFICER AUTO ADMINISTRATION SERVICES DEPT...the Auto Business Unit, the Enterprise Risk Management and Compliance Departments, ensuring operational alignment with regulatory … more
- Vanguard (Malvern, PA)
- … program, and ensure adherence to regulatory requirements. Serves as Chief AML Officer and Bank Secrecy Compliance Officer for the Vanguard Funds and ... and implement the strategic vision for Vanguard's financial crimes compliance program in the US Lead and...Regulatory Engagement: Serve as the primary liaison with regulatory bodies regarding Financial Crime compliance , ensuring… more
- Insight Global (Dallas, TX)
- …Insight Global is seeking to hire an experienced and detail-oriented Deputy Chief Compliance Officer for a global investment firm focused in the fintech ... space. The Deputy CCO is to support the Chief Compliance & Legal Officer in overseeing and...or deficiencies. *Assist in the development and implementation of compliance policies, procedures, and controls. * Lead training… more
- City National Bank (Newark, DE)
- * COMPLIANCE OFFICER -DEPOSITS* WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, ... new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer ,...and other tracking reports as deemed necessary. * Conduct regulatory compliance monitoring activities as assigned and… more
- MUFG (Irving, TX)
- …Americas Compliance Testing (ACT) is an integral part of the MUFG Regulatory Compliance Risk Management function. This position executes a compliance ... & Trading business units with focus on the Markets Compliance program. The Compliance Officer ...Certified Financial Analyst (CFA), Financial Risk Manager (FRM), Certified Regulatory Compliance Manger (CRCM), Certified Internal Auditor… more
- ManpowerGroup (Milwaukee, WI)
- …with the Finance and Investor Relations teams to support shareholder engagement initiatives. Regulatory Compliance : * Oversee/ Lead all SEC matters for the ... to serve as Corporate Secretary and Chief Ethics and Compliance Officer for ManpowerGroup. This position is...governance laws and advise on implications. * Ensure ManpowerGroup's compliance on other regulatory compliance … more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, ... mitigates financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and...risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the… more
- MUFG (Irving, TX)
- …details. **Summary:** As part of the International Compliance Training Team, the Compliance Training Program Officer (FCTPO) for the Americas will be charged ... report directly into a Global Financial Crimes Training Program Officer (GFCTPO) and the Global Core Compliance ...and other key stakeholders in connection with the International Compliance program + Lead the monitoring of… more