- M&T Bank (Wilmington, DE)
- **Overview:** The Chief Compliance Officer (CCO) of the Wilmington Funds will be responsible for overseeing and administering its compliance program in ... and to promote a culture of ethical conduct and regulatory compliance throughout the organization. The CCO...of federal securities laws. + Incident Investigation and Remediation: Lead investigations into compliance violations or potential… more
- Sumitomo Pharma (Little Rock, AR)
- …governing the advertising and promotion of prescription drugs + Guide and/or lead regulatory agency interactions, including communications and meetings + Provide ... member of the scientific Medical Review Committee (sMRC) to ensure regulatory compliance for medical based communications, congresses, and ad boards.… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer -CIB **Reports to:** Director, Financial Crime Risk Oversight, ... mitigates financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and...risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the… more
- MUFG (Irving, TX)
- …details. **Summary:** As part of the International Compliance Training Team, the Compliance Training Program Officer (FCTPO) for the Americas will be charged ... report directly into a Global Financial Crimes Training Program Officer (GFCTPO) and the Global Core Compliance ...and other key stakeholders in connection with the International Compliance program + Lead the monitoring of… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... and Compliance Program in order to ensure compliance with evolving laws and regulatory requirements...with applicable laws, regulations, and policies. The CGCO will lead the implementation of a comprehensive compliance … more
- New Jersey Institute of Technology (Newark, NJ)
- Title: Chief Compliance Officer Department: Office of Institutional Compliance Reports To: General Counsel, Senior Vice President of Legal Affairs and ... of Trustees Position Type: Staff Position Summary: The Chief Compliance Officer (CCO) serves as the senior...and regulations affecting higher education institutions. -Proven ability to lead compliance initiatives in a complex university… more
- Bloomberg (New York, NY)
- …for the Americas. The BSA AML Officer will be responsible for ensuring compliance with all relevant legal and/or regulatory requirements for AML. As the BSA ... Compliance - US Bank Secrecy Act (BSA) Officer - New York Location New York Business Area...Bloomberg's non-regulated products and services. We work to address regulatory issues, ensure compliance with current/developing AML… more
- Edward Jones (St. Louis, MO)
- …financial advisors, branch staff, leaders, peers, and others in the firm. A Senior Compliance Officer has a relatively broad responsibility to deal with more ... regulatory changes. **Responsibility Summary :** + Uses knowledge of the industry, regulatory and compliance environment and firm business functions and takes… more
- Pfizer (New York, NY)
- …portfolio priorities by dynamically allocating and directing resources to assure qualified regulatory representation and support + Ensure compliance of marketed ... **JOB SUMMARY** Global Regulatory Sciences (GRS) serves as strategic leader and...optimize input to development and commercial decision-making and ultimately lead to approvals with optimal labels for Pfizer's Internal… more
- Northern Light Health (Blue Hill, ME)
- …standards of safety, regulatory compliance , and customer service. The Lead Officer plays a key role in scheduling, training, performance management, and ... + Support performance improvement initiatives through data collection, audits, and reporting. Regulatory Compliance & Safety + Ensure departmental readiness for … more