- Edward Jones (St. Louis, MO)
- …financial advisors, branch staff, leaders, peers, and others in the firm. A Senior Compliance Officer has a relatively broad responsibility to deal with more ... regulatory changes. **Responsibility Summary :** + Uses knowledge of the industry, regulatory and compliance environment and firm business functions and takes… more
- Northern Light Health (Blue Hill, ME)
- …standards of safety, regulatory compliance , and customer service. The Lead Officer plays a key role in scheduling, training, performance management, and ... + Support performance improvement initiatives through data collection, audits, and reporting. Regulatory Compliance & Safety + Ensure departmental readiness for … more
- Stanford Health Care (Palo Alto, CA)
- …+ Represents Security interests in operational discussions with other deparments + Lead Officer Operations: In addition to daily operations role, serves ... including making staffing decisions. Provides coverage for supervisors during PTO/PTS. + Lead Officer Investigations: This position will focus solely on… more
- KeyBank (Charlotte, NC)
- **Location:** 4910 Tiedeman Road, Brooklyn Ohio **JOB BRIEF** The Compliance Officer will be a member of the Consumer Deposit Compliance team within ... Compliance Risk Management. The Compliance Officer will provide subject matter expertise...facilitate necessary changes. + Assist with internal and external regulatory compliance exams/audits. + Assist with corporate… more
- Kratos Defense & Security Solutions, Inc. (Bloomington, IN)
- Job Descriptions: Prometheus Energetics LLC is currently seeking a Trade Compliance Officer to establish, lead , and manage all aspects of export and import ... + Establish and maintain export control recordkeeping systems in accordance with regulatory requirements + Conduct internal compliance audits and assessments;… more
- DHL Express, Inc. (Washington, DC)
- …Vice President for Global Customs for DHL Global Forwarding, the Supply Chain Divisional Compliance Officer , the Vice President and Head of Customs and Trade ... + Experience managing or contributing to internal investigations on trade or regulatory compliance violations including the development and administration of … more
- Wells Fargo (Phoenix, AZ)
- …Control Management (BCM) operating model experience + Preferred experience in audit, regulatory compliance , operational risk, or risk management, or a ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- University of Rochester (Rochester, NY)
- …Laboratory for Laser Energetics (LLE) is seeking a highly skilled and experienced Lead Contracting Compliance Officer . This individual will ensure LLE's ... DFARS, and the application of ethical business practices. The Lead Contracting Compliance Officer will...compliance with federal, state, and institutional guidelines. + ** Regulatory Compliance ** : Ensure strict adherence to… more
- Liberty Utilities (Londonderry, NH)
- …outcomes, financial impacts, and regulatory risks to the Chief Regulatory Officer and executive leadership. **Relationship Building and Stakeholder ... consistency and discipline, under the direction of the Chief Regulatory and External Affairs Officer + Establishes...on compliance and case execution. + Ensured regulatory compliance processes and procedures are updated… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Lead Market Risk Officer for the...and support functions such as business management, control teams, compliance and internal audit + Partner effectively with Business… more