- JPMorgan Chase (Jersey City, NJ)
- …assessments in partnership with Control Management and Business teams as needed (Qualitative Operational Risk Assessments (QORA), Compliance and Operational ... of the three lines of defense in banking institutions: Compliance, Conduct, and Operational Risk Frameworks + Proficient in Microsoft Office Suite (Word, Excel,… more
- JPMorgan Chase (Newark, DE)
- …proactive risk and control culture, providing leadership and expertise in operational risk management. **Job responsibilities:** + Foster a proactive risk ... WLS Control Manager within Wholesale Lending Services, you will lead efforts to deliver a strong control environment, ensuring...control functions + Act as point of expertise for Operational risk , advising business partners and other… more
- Cleco (Pineville, LA)
- …and relevant project management work experience with a demonstrated record to lead and execute cybersecurity compliance and risk mitigation programs. + ... and is responsible for leading all cybersecurity strategy, operations, governance, risk , compliance, physical security, and facility services for Cleco. A strategic… more
- MyFlorida (Tallahassee, FL)
- …in the following areas: 1. Fraud prevention, detection and deterrence 2. Risk identification within operational or system business processes, 3. Assessment ... conducts assessments to determine and initiate next appropriate steps, which could lead to criminal prosecution or administrative discipline. + Builds and maintains… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …boundaries to introduce new and innovative solutions. Work directly with the Chief Operational Risk Officer, Enterprise Risk Directors, Business Controls ... programs and initiatives for the Bancorp. Owner will lead the transformational work related to the implementation and...Prepares information and coordinate the development of reporting to Operational Risk Committee (ORC) and other committees… more
- SMBC (Jersey City, NJ)
- …improve control efficiency and sustainability. + Coordinates and supports interactions with Operational Risk , Enterprise Risk and Internal Audit, pertaining ... **SCOPE** The role will report to Functions Control Officer Lead for Compliance. The incumbent will be responsible for...Services industry + 7+ years of experience in an Operational Risk or Compliance Risk … more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more
- Wells Fargo (Irving, TX)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... the **Financial Crimes and Regulatory Operations team** is seeking a **Senior Lead Technology Business Systems Consultant** to play the role of **Principal SME… more
- Wells Fargo (Columbus, OH)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... a visionary and technically strong **Senior** **Software Engineering Manager** to lead a high-performing application development team focused on **AI innovation in… more