- JPMorgan Chase (New York, NY)
- …manage escalations, drive remediation, and validate controls while engaging closely with operational risk , compliance, audit, and business leaders. Through your ... and change management protocols. + Engage with control colleagues, business executives, operational risk , compliance, audit, and technology teams to ensure… more
- JPMorgan Chase (Jersey City, NJ)
- …recommendations from the 2nd Line of Defense (Compliance Conduct & Operational Risk ) and 3rd Line of Defense teams ( Internal Audit) teams; support Regulator ... with the business executives that promotes early compliance and operational risk identification and assessment, effective design...the results of control design and performance evaluations + Lead top-down risk analysis, real time control… more
- MyFlorida (Tallahassee, FL)
- …in the following areas: 1. Fraud prevention, detection and deterrence 2. Risk identification within operational or system business processes, 3. Assessment ... to determine and initiate next appropriate steps, which could lead to criminal prosecution or administrative discipline. + Builds...and evaluating the performance of employees. + Knowledge of risk management and internal control best practices… more
- Citizens (Westwood, MA)
- …+ Ensure adherence to regulatory requirements and internal policies governing operational processes. + Maintain a strong risk management culture across all ... + Provide strategic leadership across trading oversight, supervision, and operational risk functions. + Act as a...Supervisory Officers (RSOs) and ensure compliance with regulatory and internal standards. + Lead quality assurance and… more
- Wells Fargo (Burlington, VT)
- …partners + Identify and provide consultation on opportunities for process improvement and risk control development + Lead and support the onboarding, training, ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- Wells Fargo (Charlotte, NC)
- …Experience building partnerships and consulting effectively with leadership + Ability to lead projects/initiatives with high risk and complexity + Strong ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- American Express (New York, NY)
- …governance to direct reports **Minimum Qualifications** + Understanding of critical operational risk management lifecycle activities + Experience in process ... are introduced. + Conducting controls testing in accordance with Internal Controls Policy + Conduct risk assessments...effectiveness and operational monitoring + Experience managing operational risk events + Familiarity and subject… more
- Eliassen Group (Trenton, NJ)
- …mitigation strategies are actionable, measurable, and embedded into delivery plans. .Analyze risk trends to identify systemic issues and lead process ... portfolio alignment to the customer's mission, optimizing resource allocation, managing risk , and delivering measurable business value. _Due to client requirement,… more
- American Express (Phoenix, AZ)
- …4 years of experience in operational risk management (eg, within Risk and/or Internal Audit function). + Significant of experience in product space ... working with or in operational risk management space (eg, Risk , Compliance, Control Management and/or Internal Audit). Experience in Agile /Kanban… more
- American Express (New York, NY)
- …diverse backgrounds including internal controls, consumer compliance, technology, operational risk , financial accounting, data analytics, and banking ... significantly as we continue to expand and enhance the Internal Audit Group. Our assurance and risk ...effective audit test plan to assess the control environment. Lead meetings with internal and external stakeholders.… more