- Wells Fargo (St. Louis, MO)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... within Securities Operations + Review and analyze basic or tactical functional operational tasks or challenges that require research, evaluation, and selection of… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... within Securities Operations + Review and analyze basic or tactical functional operational tasks or challenges that require research, evaluation, and selection of… more
- American Express (New York, NY)
- … risk management programs, including Risk and Control Self Assessments, operational risk event management, operational risk issue management. ... future of American Express. **Join Team Amex and let's lead the way together.** The Technical Risk ... and Compliance organization and led by the Chief Risk Officer, manage operational risks associated with… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... laws, and they will need to ensure they remain in compliance with internal policies, and jurisdictional regulatory requirements. Team members in this role will… more
- TD Bank (Mount Laurel, NJ)
- …monitoring, risk assessment, reporting and other activities .** + ** Internal Audit, regulatory exam, and ongoing supervision management, finding tracking, and ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- Citigroup (New York, NY)
- …to operational issues, transactional approvals and the application of internal compliance policies for day-to-day activities; + Directing and implementing the ... Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible for… more
- MTA (New York, NY)
- …Establish unit goals aligned with the agency's mission and strategic priorities. Lead strategic environmental risk analysis to proactively identify and mitigate ... for all phases of the Environmental program and division and serves as the lead for environmental matters related to both TBTA and CBDTP. The VP ensures agency… more
- M&T Bank (Naples, FL)
- …relates to planning, investments, and Trust activities. + Adhere to applicable compliance/ operational risk controls following Company or regulatory standards and ... **Overview:** Completes operational tasks such as reporting and data input...investment needs to ensure client satisfaction. + Leverage available internal and external resources, including fiduciary, planning, investment, and… more
- Corewell Health (Grand Rapids, MI)
- …but not limited to clinical and operational management as well as legal, internal audit, risk management , finance and Human Resources functions . The SVP, ... and research integrity , as well as the enterprise risk management program . This role is r esponsible...for building and maintaining strong relationships with stakeholders to lead an effective compliance program within the organization by… more
- Black Hills Energy (Rapid City, SD)
- …incident response team in response to current or potential threats, incidents. * Lead and/or participate in security risk assessments using NIST based ... work as an individual and in a multi-disciplinary team environment to lead design, development, and continuous improvement of the enterprise security architecture,… more