- Armed Forces Benefit Association (Alexandria, VA)
- …related entities. + Lead fraud reporting, AML training, and other regulatory compliance initiatives. About Armed Forces Benefit Association (AFBA) and 5Star ... seeking a strategic and experienced Assistant Vice President, Insurance Compliance to lead our compliance ...team and drive the development and execution of our regulatory strategy. This role is critical in ensuring our… more
- KeyBank (Amherst, NY)
- …training or continuing education opportunities to further develop overall knowledge of regulatory compliance , banking products and services, industry trends, and ... execution of testing and continuous monitoring to evaluate Key's compliance with regulatory requirements. Individuals work both...Utilize knowledge of data analysis tools and techniques to lead a team of compliance testing professionals… more
- Raymond James Financial, Inc. (Denver, CO)
- …Planning and scheduling work to meet regulatory organizational and regulatory requirements. + Identifying and applying appropriate compliance monitoring ... industry best practices. + Serve as a cross-organizational team lead on privacy reviews and assessments. + Serve as...Master's degree preferred. Minimum of ten (10) years of Compliance , Legal, Banking and/or regulatory experience in… more
- Dentsply Sirona (Sarasota, FL)
- …achieve departmental objectives, improves efficiency, and maintain a high-level of regulatory compliance .** **Key Responsibilities** **:** + Serves as People ... adherence to SOPs for complaint intake, triage, investigations, and closure. + Regulatory Compliance : Directs team to complete regulatory assessments,… more
- Bank of America (New York, NY)
- … monitoring systems. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... and drives actions to address the root causes that lead to compliance risk issues and/or operational...metrics for risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in… more
- Wellington (Boston, MA)
- …practices) where necessary, exam management and engagement with business stakeholders on regulatory issues and business change. The Compliance Senior Analyst ... Americas Core Compliance team within the Legal, Compliance and Risk Group. Responsibilities + Lead ... Compliance initiatives, including oversight of the Global Compliance Training Plan, Global Regulatory Risk Assessment,… more
- AON (TN)
- …of Transportation (DOT) and Federal Motor Carrier Safety Administration (FMCSA) regulatory compliance for our company-owned fleet, drivers, and third-party ... of Transportation (DOT) and Federal Motor Carrier Safety Administration (FMCSA) regulatory compliance for our company-owned fleet, drivers, and third-party… more
- Vanguard (Malvern, PA)
- …on Anti-Bribery Anti-Corruption compliance and additional support for global sanctions compliance efforts. In this role, you'll lead critical compliance ... + Prepares internal and external reports related to ABAC and sanctions compliance , ensuring alignment with regulatory requirements and internal policies. +… more
- AON (St. Peter, MN)
- … compliance databases, registers and act in place of Risk and Compliance Officer when needed. Keeping apprised with regulatory updates, identify emerging ... clients and relevant law enforcement agencies. Skills and experience that will lead to success + Relevant qualifications include compliance certifications and… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …enforcing the Global Ethics and Compliance Program in order to ensure compliance with evolving laws and regulatory requirements in addition to University ... non- compliance with applicable laws, regulations, and policies. The CGCO will lead the implementation of a comprehensive compliance program for the… more