- Coinbase (Charlotte, NC)
- …* Conduct investigative review and analysis in support of Coinbase's BSA/AML regulatory compliance policies and program including investigating automated alerts ... questions about process or procedure. Build strong relationships with Compliance partners and provide clear guidance to your team...* Coordinate with CX Programs to contribute to and lead projects to improve processes and procedures across TMS.… more
- Auburn University (Auburn, AL)
- …**Division Name** VP for Research and Economic Dev **Position Title** Research Compliance Analyst I/II/III **Job Class Code** KC15A **Appointment Status** ... is actively recruiting applicants for the position of **Research Compliance Analyst I/II/III** . This position will...of a confidential nature for the purpose of documenting regulatory compliance . Creates and runs queries and… more
- Warner Bros. Discovery (Atlanta, GA)
- …well as participating in projects to understand and determine potential impact to regulatory compliance components. You will identify areas of improvement and ... flows, and written procedures through testing and observations, and to ensure regulatory compliance operating procedures and controls are working as intended.… more
- Wellington (New York, NY)
- …our perspectives with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments ... candidates in Boston, New York and Chicago. The Senior Compliance Analyst will be a member of...alignment with the firm's policies and procedures to ensure regulatory compliance and information integrity + Collaborate… more
- Wellington (Boston, MA)
- …with those of our clients. **About the Role** Position overview The Senior Compliance Analyst will support Wellington Management's global investment & trading ... and controls in new and evolving areas and implementing enhancements where necessary. The Senior Compliance Analyst will be a member of the Legal, Compliance … more
- Vanguard (Wayne, PA)
- …and executed to mitigate risk. + Develops and maintains broad understanding of regulatory reporting requirements and ensures compliance . Keeps current on global ... levels. + Completes fund financial statements and reports for shareholder and regulatory reporting in accordance with local regulatory reporting requirements.… more
- TD Bank (Charlotte, NC)
- …to the Senior Manager, Global Regulatory Change & Library Governance, the Compliance Business Oversight Analyst will support the Global Regulatory ... complete. To that end, the incumbent will work with Oversight Functions (designated Regulatory Compliance Management accountability for areas of LRRs and Risk… more
- TD Bank (Mount Laurel, NJ)
- …with staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions ... of the US Wealth Compliance Department, the Compliance Business Oversight Analyst duties:** + **Ensure...of experience **Preferred Background & Experience** + **Experience in regulatory compliance , legal or regulatory … more
- United Airlines (Chicago, IL)
- …the implementation of the Digital Risk and Compliance programs. The Senior Analyst will lead efforts to evaluate cybersecurity data and system protection ... for cybersecurity reporting, in support of cybersecurity responsibilities + Perform regulatory compliance and risk assessments to identify and mitigate… more
- Southwest Power Pool (Little Rock, AR)
- …competencies, experience and geographic location will all be considered during the hiring process. + Lead Market Analyst - Page Range - $ 109,500 - $ 142,250 + ... independent problem-solver who can manage complex cross-departmental projects, provide regulatory support, and actively engage with both internal teams...may be considered in lieu of education requirement + Lead Market Analyst - 10 years of… more