- Robert Half Finance & Accounting (King Of Prussia, PA)
- …One of our premier clients is currently looking for a Sr. SOX Compliance Analyst with proven expertise overseeing organizational Sarbanes-Oxley programs. As the ... Sr. SOX Compliance Analyst , you will assess, document, test,...enhance the effectiveness of internal controls over financial reporting, lead and execute the SOX compliance program,… more
- KeyBank (OH)
- **Location:** 127 Public Square - Cleveland, Ohio 44114 **About the Job** Lead the oversight and management of Regulatory Exam activities for the Regulatory ... and regulatory exams. + Manages regulatory distribution of information, including risk governance materials. Provides direction to committee chairs, secretaries and… more
- Wellington (Boston, MA)
- …The Senior Compliance Analyst will be a member of the Legal, Compliance and Risk Group, report directly to the Global Head of the Public Markets ... with those of our clients. **About the Role** Position overview The Senior Compliance Analyst will support Wellington Management's global investment & trading … more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... Senior Manager, Global Regulatory Change & Library Governance, the Compliance Business Oversight Analyst will support the...Compliance Management accountability for areas of LRRs and Risk Owners (own and operate controls to mitigate LRR… more
- TD Bank (Mount Laurel, NJ)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... of the US Wealth Compliance Department, the Compliance Business Oversight Analyst duties:** + **Ensure...management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make… more
- Santander US (Dallas, TX)
- Sanctions Compliance Analytics - Senior Analyst Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the ... Talk to You!** **The Difference You Make:** The Senior Analyst is responsible for the BSA/AML/OFAC Compliance ...sets to draw conclusions to maximize efficiency of Sanctions Compliance operational processes and to manage risk … more
- Warner Bros. Discovery (Atlanta, GA)
- …the organization's other compliance and operational assessment functions. + Lead compliance assessments including testing to demonstrate the effectiveness of ... Job** Warner Bros. is looking for a skilled Senior Analyst , Information Security Compliance who will join...PCI Qualified Security Assessor (QSA) with experience across multiple compliance domains in audit process/procedure, risk analysis… more
- Guardian Life (Nashville, TN)
- …in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk -based plan for the branch office ... collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park...Investment Advisory, you will conduct branch office inspections using risk -based testing methodologies to ensure compliance with… more
- Citigroup (Tampa, FL)
- Governance Reporting & Analysis Lead Analyst is a strategic professional who stays abreast of developments within own field and contributes to the directional ... and escalating issues for resolution. + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in… more
- Citigroup (Getzville, NY)
- The Data Governance Foundation Sr Lead Analyst is responsible for leading activities that contribute to the definition of the Enterprise Data Governance ... Strategy, and/or Data Risk and Control Framework and Data Risk ... in establishing, managing and implementing policy adoption plans, compliance metrics, communications and training + Lead … more