- Robert Half Legal (Charlotte, NC)
- …a Compliance Manager to lead and shape the compliance program for an SEC -registered investment adviser. This is your chance to not only make an impact but also ... external advisers and internal teams to ensure adherence to SEC regulations ✔️ Prepare for SEC audits,...✔️ Work closely with Finance and Accounting teams on reporting requirements Why This Role is a Game-Changer: +… more
- M&T Bank (Wilmington, DE)
- …Company Act of 1940, as promulgated by the Securities and Exchange Commission ( SEC ). The CCO will be responsible for ensuring that the funds maintain effective ... are implemented and followed as required by Rule 38a-1. + Board Reporting : Prepare and present regular reports to the Board of Trustees/Directors regarding… more
- Robert Half Finance & Accounting (Minneapolis, MN)
- …financial audits, including compliance with DCAA and DFARS regulations. * Manage financial reporting processes, including SEC reporting and adherence to ... audits and compliance with DCAA and DFARS. * Strong expertise in financial reporting , including SEC regulations and SOX compliance. * Experience working with… more
- Comcast (Philadelphia, PA)
- …systems. + Business Partnering: Collaborate with teams across Corporate Controllership, SEC Reporting , and Financial Systems to translate business requirements ... + Reporting Transformation:Assistwith the development of scalable and automated reporting solutions that meet SEC , Corporate Controllership, and internal… more
- Capital One (New York, NY)
- …the Role** We are seeking a highly skilled Trade Surveillance Manager to lead and enhance the firm's surveillance program across both its institutional Broker-Dealer ... around the monitoring of trading activity, and ensure ongoing compliance with SEC , FINRA, CFTC, and NFA regulatory requirements. The ideal candidate will bring… more
- Citigroup (Columbus, OH)
- …coordinate and review the monthly and annual excise distribution processes, along with other reporting such as Total Returns, Board reporting and year-end tax ... Generally Accepted Accounting Principles ("GAAP") and Securities and Exchange Commission (" SEC ") requirements as they relate to core functions previously mentioned.… more
- CBRE (Dallas, TX)
- …procedures which comply with generally accepted accounting principles, tax requirements, SEC requirements, and management reporting requirements. **What You'll ... + Overall understanding and experience in application of US GAAP and SEC financial reporting requirements including financial statements and financial statement… more
- Insight Global (Dallas, TX)
- …with the rules and regulations of the US Securities and Exchange Commission ( SEC ) and the Financial Industry Regulatory Authority (FINRA). The Deputy CCO will play ... integrating technology into compliance processes to increase efficiency, accuracy, and reporting capability. *Assist the Chief Compliance & Legal Officer in managing… more
- ManpowerGroup (Franklin, WI)
- …support for complex transactions and ensure compliance with US GAAP and IFRS. + Lead documentation and reporting of expected credit losses under ASC 326 and ... to work on complex accounting issues, contribute to global financial reporting , and collaborate with cross-functional teams in a fast-paced, innovative environment.… more
- Medtronic (Minneapolis, MN)
- …and innovation, while helping champion healthcare access and equity for all. You'll lead with purpose, breaking down barriers to innovation in a more connected, ... Counsel by overseeing the preparation, management and oversight of Medtronic's SEC filings, including periodic reports, current reports, proxy statements, Section 16… more