- TD Bank (Mount Laurel, NJ)
- …approach, and leverages synergies across the various teams and applications + Acts as lead expert to ensure compliance with enterprise and segment standards (eg ... with governance and control groups, (eg regulatory and operational risk , compliance and audit) to provide subject...audit) to provide subject matter expertise and consult on risk issues / items relating to technology … more
- Wells Fargo (Birmingham, MI)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Banc of California (San Diego, CA)
- …practices meet regulatory and internal control requirements (eg, SOX, FFIEC, GLBA). + Lead risk assessments and control testing related to software development ... to SDLC processes and drive continuous improvement initiatives. + ** Risk & Compliance Management** + Collaborate with...field. + 10+ years of experience in software development, technology governance, or IT risk management. +… more
- Wells Fargo (Chicago, IL)
- …process through frequent and effective communication + Accurately complete all compliance requirements including leverage lending, high risk borrowers, exception ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …+ Serve as primary liaison and work collaboratively with Sales, Legal, Control and Risk , Technology , and various Operations and company teams as necessary to ... situations requiring solid understanding of the function, policies, procedures, and compliance requirements that influence and lead broader work team… more
- Broadcom (Broomfield, CO)
- …across product teams, and partners with cross-functional stakeholders to reduce compliance risk , maintain certifications, and strengthen customer trust. May ... for future improvement opportunities. + Partner with Product, Engineering, Security, Legal, Risk , and Operations teams to ensure compliance is embedded… more
- Wellington (Boston, MA)
- …Americas Core Compliance team within the Legal, Compliance and Risk Group. Responsibilities + Lead key Compliance initiatives, including oversight ... of the Global Compliance Training Plan, Global Regulatory Risk Assessment, NFA compliance programs, RFP/RFI responses etc. + Review of regulatory rule… more
- ADP (Roseland, NJ)
- …related to Enterprise Risk + Review and enhance the Legal and Compliance Risk /Controls Taxonomy. + Implement appropriate controls testing at a regular ... of controls. The Director of Data Analytics for Global Compliance 's Program Monitoring will build, enhance and lead...Python, Power BI or equivalent) and experienced in Governance Risk and Compliance (GRC) framework. + Strong… more
- JPMorgan Chase (Columbus, OH)
- … Management team, you will lead the implementation and adoption of AI risk governance frameworks. You will partner with Technology , Legal, Privacy, Model ... and drive compliance with emerging AI regulations. **Job responsibilities** + Lead implementation and adoption of AI risk governance frameworks, including… more
- Mizuho Corporate Bank (New York, NY)
- …trading and risk systems, and enhance operational efficiency and regulatory compliance . The successful candidate will have 10+ years of financial technology ... Join Mizuho as Head of Structured Equity Finance/Swaps Technology ! We are seeking a dynamic and experienced...teams. + Foster strong partnerships with trading desks, operations, risk , and compliance teams. + Manage vendor… more