- Citigroup (Washington, DC)
- …in particular registered representatives and colleagues in other areas including product, legal & compliance . Accountable for ensuring investments sales are in ... etc. * New investment account and product recommendation reviews & approvals in compliance with Regulation Best Interest, FINRA 2111 and Department of Labor Rules *… more
- JPMorgan Chase (Columbus, OH)
- …that are both easy-to-use and secure for customers. You will also partner closely with Legal , Compliance and Controls to advise on issues and concerns, as well ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging… more
- SMBC (New York, NY)
- …Management - Lead contract negotiations, renewals, and amendments in collaboration with Legal , Compliance , and Procurement teams. - Monitor vendor risk, ... for the Cash Management business. - Establish governance frameworks to ensure compliance with internal policies and regulatory requirements. - Serve as the primary… more
- ManpowerGroup (New York, NY)
- …equivalent; graduate business degree or JD preferred. + Experience working with regulators, legal , or compliance teams in financial services. + Strong knowledge ... of regulatory changes across departments. + Coordinate with stakeholders to ensure compliance and proper documentation. + Maintain and update policies and procedures… more
- State of Arkansas (Bentonville, AR)
- …compliance . Provide expertise in crisis intervention, case management, and legal compliance . Coordinate with government agencies, community organizations, and ... Services Supervisor/Expert is responsible for overseeing social service programs, ensuring compliance with state and federal policies, and providing guidance to… more
- GE Aerospace (Evendale, OH)
- …strategies. + Collaborate with cross-functional teams, including Engineering, Supply Chain, legal , compliance , and business stakeholders to ensure alignment with ... models to analyze the economic impacts of various changes, ensure compliance , optimize performance, while maximizing financial recovery within the organization. This… more
- Consolidated Electrical Distributors (Irving, TX)
- …to operations management on various fleet issues, including applicable regulatory and legal compliance , insurance, and licensing. This position will report to ... fleet operations, including purchasing, selling, maintenance, and vehicle and driver compliance for 700+ locations throughout the United States. In addition, we… more
- IT Concepts (Springfield, VA)
- …your employment eligibility. Our commitment to equal employment opportunity extends beyond legal compliance . We are dedicated to fostering an inclusive workplace ... state or local law. Kentro is strongly committed to compliance with VEVRAA and other applicable federal, state, and...align with these requirements. As part of our VEVRAA compliance efforts, Kentro has established an equal opportunity plan… more
- IT Concepts (New Orleans, LA)
- …your employment eligibility. Our commitment to equal employment opportunity extends beyond legal compliance . We are dedicated to fostering an inclusive workplace ... state or local law. Kentro is strongly committed to compliance with VEVRAA and other applicable federal, state, and...align with these requirements. As part of our VEVRAA compliance efforts, Kentro has established an equal opportunity plan… more
- Scotiabank (New York, NY)
- …relationships with internal stakeholders, including GTB Sales, GTB Product, GTB Operations, Legal , Compliance and Marketing teams. These include also Global ... business strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. **Purpose** The… more