- TD Bank (New York, NY)
- …migrations, and process reengineering. + Serve as an advisor to the business, legal and compliance stakeholders on complex conflict scenarios. + Monitor ... opportunities for innovation and leadership. + Collaborate with senior leaders across compliance , legal , and business functions. _*General Job Description:_ The… more
- Caterpillar, Inc. (Peoria, IL)
- **Career Area:** Legal and Compliance **Job Description:** **Your Work Shapes the World at Caterpillar Inc.** When you join Caterpillar, you're joining a global ... Resource Industries (RI), an innovative and exciting segment! As a Risk & Compliance Professional, you will serve as a champion of Caterpillar's Values in Action… more
- TD Bank (New York, NY)
- …alternative trading systems and market structure preferred + Significant experience in providing legal , regulatory or compliance advice to Equity Sales & Trading ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The… more
- Equitable (Charlotte, NC)
- …within the National Compliance Office (NCO), which is a part of Equitable's Legal and Compliance organization. This role will be largely focused on the ... Equitable Advisors Deputy Chief Compliance Officer ( 250000L7 ) **Primary Location** :...principles of inclusivity, flexibility, and connection. Come join Equitable's Compliance Team and enjoy working for a leading financial… more
- TD Bank (New York, NY)
- …with a regulator or law firm will be considered. + Experience in providing legal , regulatory or compliance advice to Markets sales and trading + Knowledge ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...**Preferred Qualifications:** We are looking for a Vice President, Compliance - US Corporate Investment Banking Compliance … more
- Vanguard (Malvern, PA)
- …support to and fosters lines of communication between, and with, business contacts, Legal and Compliance , Enterprise Risk Management, Internal Audit and global ... successful candidate will lead a dedicated team, oversee the financial crimes compliance program, and ensure adherence to regulatory requirements. Serves as Chief… more
- RTX Corporation (Richmond, VA)
- …RTX's core values + Collaborate with cross-functional teams, including IT, cybersecurity, audit, legal , and compliance , to ensure a cohesive approach to internal ... a highly skilled, experienced, innovation-oriented and results-driven Director of Digital Compliance Operations across the organization. This role is critical in… more
- Genentech (South San Francisco, CA)
- …years experience with a JD, OR 12+ years experience (including 6+ direct) in legal or corporate compliance in the bio/pharma/DIA industry advising on or leading ... Join Genentech in South San Francisco, CA as a **Principal Healthcare Compliance Manager, Advisory!** Seeking a highly experienced senior compliance professional… more
- Fiserv (Berkeley Heights, NJ)
- …auditors, regulatory bodies, and auditing firms across the globe. Our team safeguards legal standing, compliance and reputation of Fiserv by addressing the ... come make a difference at Fiserv. **Job Title** Cyber Compliance & Business Management - Advisor **About your role:**...considering employment with Fiserv. Please: + Apply using your legal name + Complete the step-by-step profile and attach… more
- Nestle (Bridgewater, NJ)
- …goals, and objectives. + Collaborate with Quality Assurance, Information Technology, Legal and Compliance , Human Resources, Finance, Regulatory, Clinical, and ... and nutrition for patients and consumers. The Senior Manager of IT GxP Compliance will shape and execute forward-thinking IT compliance strategies that leverage… more