- Abbott (Sylmar, CA)
- …Minimum of 3 years' experience with exposure to business functions such as compliance , legal , contracts & pricing, procurement, legal operations, regulatory ... for developing, updating and maintaining basic and routine elements of Abbott's compliance program at the franchise, business unit, divisional or corporate level. +… more
- Citigroup (New York, NY)
- …focus + Related certifications desirable **Education:** + Bachelor's degree; experience in compliance , legal or other control-related function in the financial ... Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible for… more
- Walmart (Bentonville, AR)
- …engagement and appropriate communications with cross-functional teams (including Ethics & Compliance , Legal , Internal Audit, and key business stakeholders) to ... Business, Human Resources, or related field and 4 years' experience in compliance , ethics, legal , project management, or related area OR 6 years' experience in … more
- Citigroup (Getzville, NY)
- …knowledge in area of focus. **Education:** + Bachelor's degree; experience in compliance , legal or other control-related function in the financial services ... Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent ...firm, regulatory organization, or legal /consulting firm, or a combination thereof; Advanced degree preferred… more
- USAA (Charlotte, NC)
- …be substituted in lieu of a degree. + 4 years relevant experience in risk, compliance , legal or audit within the financial services or insurance industry or ... of defense (or oversight function), Information Security, fraud prevention and/or detection, compliance , risk, legal , or audit within the financial services or… more
- JPMorgan Chase (New York, NY)
- …related to compliance oversight and material issues. + Collaborate with legal , product, risk, and operations teams to resolve complex regulatory issues. + ... Capabilities and Skills:** + 10+ years of experience in regulatory compliance , legal , or risk management roles within asset management or financial services.… more
- GE Vernova (New York, NY)
- …university; advance degree preferred. + 10+ years' experience mainly focused on Compliance -related roles. Combined Compliance , Legal and/or Audit experience ... **Job Description Summary** GE Vernova's Ethics & Compliance Team is seeking an experienced regulatory ...commercial resources and adjacent control functions such as Finance, Legal and Internal Audit. The role will be based… more
- Zurich NA (New York, NY)
- …dynamic, global insurance environment. + You will bring 5-8 years of experience in compliance , legal , or risk roles within insurance or financial services. + You ... Senior Compliance Advisor 125662 **Let's grow together!** Zurich Cover-More...guidance for the business. + You will collaborate with Legal , Risk, and Audit teams to ensure a coordinated… more
- City of Minneapolis (Minneapolis, MN)
- …generally, as well as administrative law and procedure. + General knowledge of the legal implications of compliance and must be able to understand current and ... have explicit knowledge to be able to recommend effective compliance processes. + General knowledge of the legal... compliance processes. + General knowledge of the legal risks of non- compliance . + Extensive knowledge… more
- Santander US (Dallas, TX)
- …including Legal , Risk Management, and Operations, to ensure seamless compliance efforts. **What You Bring:** To perform this job successfully, an individual ... in Business, Finance, or equivalent field. - Preferred. 5+ Years Compliance , Legal , Regulatory, or Financial Services. - Preferred. + In-depth knowledge of… more