- CIBC (New York, NY)
- …**Who You Are:** + 4-year undergraduate degree; + Minimum 5-7 years of capital markets Compliance or Legal experience (two years or more of Swap Dealer ... CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, training,… more
- Santander US (Dallas, TX)
- …including Legal , Risk Management, and Operations, to ensure seamless compliance efforts. **What You Bring:** To perform this job successfully, an individual ... Degree Business, Finance, or equivalent field. - Preferred. 9+ Years Compliance , Legal , Regulatory, or Financial Services. - Required. + Experience conducting… more
- Trinity Health (Livonia, MI)
- …and periodic risk assessments in support of the Trinity Health Integrity & Compliance Program (ICP). Risk assessments consider legal and regulatory compliance ... to assess the ongoing effectiveness of Trinity Health's Integrity & Compliance Program (ICP). Provides assistance with monitoring changes in laws, regulations… more
- Capital One (Richmond, VA)
- …+ Bachelor's Degree or military experience + At least 3 years of experience in compliance , legal , or audit + At least 3 years of credit bureau reporting ... Preferred Qualifications: + Master's Degree + 5+ years of experience in compliance , legal , or audit + Experience in the financial services industry + CRCM,… more
- Capital One (Plano, TX)
- …Degree or military experience** + **At least 5 years of experience in compliance , legal , audit or risk management** **Preferred Qualifications:** + **Master's ... interacting with internal business clients** + **6+ years of experience in compliance , legal or audit** + **Certified Regulatory Compliance Management (CRCM)… more
- Citigroup (Tampa, FL)
- …firm's risk appetite and protects the franchise. Review materials to ensure compliance with various regulatory and legal requirements and address potential ... must include: Applying electronic communication policies, guidance, and strategies for business compliance ; US and global legal and regulatory compliance … more
- Teleflex (Wayne, PA)
- …or a related field preferred. * Minimum 2 years of experience in corporate compliance , legal , internal audit, or a related regulatory field preferred. * ... Global Compliance Analyst **Date:** Sep 4, 2025 **Location:** Wayne,...development, finance, human resources, information technology, investor relations and legal support to the businesses. The global Company headquarters… more
- CARMAX (Kennesaw, GA)
- …career should be! **Deliver best-in-class data products and insights that empower compliance , audit, and legal teams to make informed, risk-aware decisions.** ... insights and build awareness around opportunities identified. Partner with Operations, Legal , and other Compliance professionals to share insights and… more
- Boehringer Ingelheim (Ridgefield, CT)
- …Degree or Law Degree highly desired. + Minimum of ten years of experience in compliance or legal role, including a significant leadership role within a US ... **Description** The Director, Compliance Business Partner is responsible for leading the...systems are tailored to operational realities while upholding regulatory, legal and ethical standards. This role requires proactive engagement… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ FINRA, SEC, FRB and other regulations relevant to management of privacy. + Compliance and legal procedures in the financial services industry. + Concepts, ... with a Master's degree preferred. Minimum of twelve (12) years of Compliance , Legal , Banking and/or regulatory experience in the financial services industry. +… more