- Capital One (New York, NY)
- …or consulting experience **Preferred Qualifications:** + Bachelor's Degree in Business Management, Compliance , Risk, Legal , Finance or Accounting + 3+ years of ... AML Compliance Advisor Senior Manager Capital One is seeking a Senior Manager AML Compliance Advisor to develop and lead a newly created "Know Your Partner"… more
- Insight Global (Deerfield Beach, FL)
- …Description D2D: FSO Compliance Manager will hold responsibilities ensuring compliance with legal standards and internal policies. Managing security ... classified contracts, and implementing facility security measures. Develop and implement compliance programs and participate in conducting audits. Follow protocol to… more
- Capital One (Mclean, VA)
- …+ Bachelor's Degree or military experience + At least 10 years of risk, compliance , audit or legal experience within the financial services industry + At ... Senior Director, Compliance Test Lead for Commercial Banking, Corporate Functions...for Commercial Banking, Corporate Functions and Anti-Money Laundering The Compliance Testing Senior Director oversees transaction testing and control… more
- City National Bank (Charlotte, NC)
- …* Act as the business teams' liaison for business line risk management, compliance activities, legal engagement, and internal or external audits. * Act ... *BUSINESS CONTROLS MANAGER-TECHNOLOGY RISK AND COMPLIANCE * WHAT IS THE OPPORTUNITY? This 1LOD role,...1LOD role, within Technology & Innovation, will support the Compliance Management System (CMS) process, with a focus on… more
- Xylem (Morrisville, NC)
- …Research and Development teams to determine applicable country-specific industry standards and legal requirements for regulatory compliance of a wide variety of ... through innovative and sustainable solutions. We're Hiring a Senior Regulatory Compliance Engineer! **This position does require relocation to the Morrisville, North… more
- Scotiabank (Dallas, TX)
- …You'll Do** + Scope and execute compliance testing in order to assess compliance with legal , regulatory and internal firm policy requirements. + Focus on the ... Compliance Testing Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 99,790.00 - 190,995.00 _Please note that… more
- Truist (Atlanta, GA)
- … compliance testing. Identifies and assesses Truist's Corporate cybersecurity legal , regulatory and industry compliance . Assist in managing cybersecurity ... and mitigate cyber risks, assess and guide remediation of compliance gaps, maintain library of cyber risks and controls,...activities may change from time to time. + Performs compliance assessments and tests of SOX IT and assist… more
- ManpowerGroup (Tempe, AZ)
- …and escalation where appropriate. **What's Needed?** + 10+ years of experience in compliance , privacy, legal operations, or regulatory risk management. + Prior ... leading organization in the finance industry, is seeking a Compliance & Privacy Analyst to join their team. As...& Privacy Analyst to join their team. As a Compliance & Privacy Analyst, you will be part of… more
- Capital One (Richmond, VA)
- …the implementation of new technologies and innovative concepts + Communicating results to Compliance Officers, Compliance Advisors, Legal , and Business Area ... Principal Associate, Compliance Tester The US Card Compliance team is seeking an experienced Principal Associate who will be responsible for leading and… more
- Comerica (Farmington Hills, MI)
- …or 4 years of relevant experience + 8 years of experience in banking regulatory compliance or related legal experience + 5 years of experience in Commercial ... Job Description Manager Compliance Advisory Commercial The Commercial Compliance Advisory Manager will provide guidance and direction to Commercial line of… more