- Citigroup (New York, NY)
- …maintenance of best-in-class Compliance , programs, policies and practices for Independent Compliance Risk Management (ICRM). Translates ICRM strategy and ... Advanced degree a plus **Job Family Group:** Compliance **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:**… more
- Huntington National Bank (Columbus, OH)
- …experience + 1+ years' experience within BSA/AML/CTF/OFAC investigations, risk management , regulatory environment, or legal / compliance required Preferred ... years' experience in data analysis/statistics, computer science/information systems, mathematics, economics, risk management or compliance ; may include… more
- Citigroup (Tampa, FL)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment team responsible ... by Citi's first and second line of defense. The Compliance Independent Assessment Sr. Analyst performs risk -based...for a component of a product line, function, or legal entity in accordance with Compliance Independent… more
- Duquesne Light Company (Pittsburgh, PA)
- …synergies between legal , compliance , internal audit and enterprise risk management , collectively providing corporate services to Duquesne Light Holdings, ... Becoming a top-performing utility requires forward thinking, the ability to balance risk and strict compliance with ever-changing federal regulations, and strong… more
- Oura (San Francisco, CA)
- …and consumer health products. + Provide legal guidance on supply chain risk management , including restricted party screening, export controls (EAR & ITAR), ... initiatives. + Ability to interpret and influence evolving regulatory frameworks, ensuring legal compliance while enabling innovation. + JD degree with bar… more
- Citigroup (New York, NY)
- … risk officer as a **Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** responsible for establishing internal strategies, ... Partnering with other ICRM teams and global functions, including Legal , Risk , Operations and Technology, and Finance...**Job Family Group:** Compliance **Job Family:** Product Compliance Risk Management **Time Type:**… more
- Capital One (Mclean, VA)
- …+ Bachelor's degree or military experience + At least 7 years of privacy, compliance , risk management , legal or audit experience **Preferred ... Qualifications:** + Juris Doctor or Master's degree + 8+ years of privacy, compliance , risk management , legal or audit experience at a financial… more
- TD Bank (Mount Laurel, NJ)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... Wealth Compliance acts as an independent regulatory compliance and conduct risk management ...management , securities, investment advisory and insurance) through multiple legal entities (TD Bank NA, TD Private Client Wealth… more
- TD Bank (New York, NY)
- …solutions + Professional experience in a governance related field (eg Compliance , Risk Management , AML, Legal , Audit) _The above details are specific ... a mission to build a more resilient and scalable compliance risk management function. As...is responsible to develop and maintain all aspects of Compliance programs for TD businesses/functions and legal … more
- CIBC (Chicago, IL)
- …(Master's or JD preferred). + Minimum of 12 years of experience in compliance , risk management , or legal roles within the banking or financial services ... Support preparation of regular compliance reports to compliance and risk executive management ...professional growth + Work closely with other departments, including Legal , Risk Management , Internal Audit,… more