- NextEra Energy (Juno Beach, FL)
- …our customers and stakeholders. Our team is skilled in market analysis, trading, risk management and delivering tailored customer solutions across North America. ... NEE Corporate Responsibility Office (CRO), Federal Regulatory Affairs (FRA), other Trading Risk Management groups and commercial groups + Develop and/or execute… more
- Ross Stores, Inc. (New York, NY)
- … compliance , regulatory compliance , product safety, environmental, and risk management \. The position will also assist in developing, implementing, ... and monitoring compliance training, business investigations, legal research, project management and related duties as necessary to forward the legal… more
- Wellington (Boston, MA)
- …enhancements where necessary. The Senior Compliance Analyst will be a member of the Legal , Compliance and Risk Group, report directly to the Global Head ... Markets Compliance and work closely with other compliance , legal and risk professionals,...traders, as well as their managers + Providing regulatory risk management advice and support to projects… more
- TD Bank (Charlotte, NC)
- …assists in developing Compliance Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated business using TD's ... Enterprise Compliance Risk Assessment Framework + Monitors that...and assesses potential impacts + Maintains a culture of risk management and control, supported by effective… more
- Wells Fargo (Charlotte, NC)
- …reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management + Oversee the Front Line's ... regulatory change + Report findings and make recommendations to management and appropriate committees + Identify and recommend opportunities...and regulations on moderate to high risk compliance matters + Interface with Audit, Legal ,… more
- Google (Los Angeles, CA)
- …and transforming a global organization. + In-depth knowledge of relevant regulations, compliance testing methodologies, and risk management principles, with ... Technology, Engineering or equivalent practical experience. + 15 years of experience in legal , risk , compliance or audit. + 5 years of experience in Audit… more
- TD Bank (New York, NY)
- …expert guidance on function/business/product regulations on a real-time basis to manage compliance risk . + Provides day-to-day strategic advice and guidance to ... advisory capacity. The Director will primarily focus on the management of the firms compliance program supporting...limits. Communicates the Bank's risk culture and risk appetite statement throughout the Investment Banking Compliance… more
- TD Bank (New York, NY)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... & Experience:** **Minimum of 8 years of experience in Compliance , Risk Management , Audit, or...Compliance partners and other related groups (such as Legal and Risk ) to support creation of… more
- Oshkosh Corporation (Ogden, UT)
- …with regulatory and corporate requirements, working with legal , finance, and project management teams. Risk Management + Identify and mitigate risks ... Arms Regulations (ITAR). This role is integral in reducing legal and financial risk , supporting government audits,...trade compliance regulations + Strong capabilities in risk management , audit preparation, and contractual analysis… more
- Applied Materials (Santa Clara, CA)
- …finance considerations. **Functional Knowledge** . Broad understanding of risk management principles and practices related to compliance . . In-depth ... areas. . Collaborate with Subject Matter Experts (SMEs) to conduct thorough risk assessments to identify potential compliance risks and develop effective… more