- TD Bank (Charlotte, NC)
- …assists in developing Compliance Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated business using TD's ... Enterprise Compliance Risk Assessment Framework + Monitors that...and assesses potential impacts + Maintains a culture of risk management and control, supported by effective… more
- Wells Fargo (Charlotte, NC)
- …reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management + Oversee the Front Line's ... regulatory change + Report findings and make recommendations to management and appropriate committees + Identify and recommend opportunities...and regulations on moderate to high risk compliance matters + Interface with Audit, Legal ,… more
- Google (Los Angeles, CA)
- …and transforming a global organization. + In-depth knowledge of relevant regulations, compliance testing methodologies, and risk management principles, with ... Technology, Engineering or equivalent practical experience. + 15 years of experience in legal , risk , compliance or audit. + 5 years of experience in Audit… more
- TD Bank (New York, NY)
- …expert guidance on function/business/product regulations on a real-time basis to manage compliance risk . + Provides day-to-day strategic advice and guidance to ... advisory capacity. The Director will primarily focus on the management of the firms compliance program supporting...limits. Communicates the Bank's risk culture and risk appetite statement throughout the Investment Banking Compliance… more
- TD Bank (New York, NY)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... & Experience:** **Minimum of 8 years of experience in Compliance , Risk Management , Audit, or...Compliance partners and other related groups (such as Legal and Risk ) to support creation of… more
- Oshkosh Corporation (Ogden, UT)
- …with regulatory and corporate requirements, working with legal , finance, and project management teams. Risk Management + Identify and mitigate risks ... Arms Regulations (ITAR). This role is integral in reducing legal and financial risk , supporting government audits,...trade compliance regulations + Strong capabilities in risk management , audit preparation, and contractual analysis… more
- Applied Materials (Santa Clara, CA)
- …finance considerations. **Functional Knowledge** . Broad understanding of risk management principles and practices related to compliance . . In-depth ... areas. . Collaborate with Subject Matter Experts (SMEs) to conduct thorough risk assessments to identify potential compliance risks and develop effective… more
- City National Bank (Charlotte, NC)
- …Officer. As assigned, collaborates with compliance colleagues and business line management to conduct risk assessments in order to recommend enhancements to ... the guidance of the BSA Officer, works with the Compliance Training Officer to ensure that ongoing management...role required. * Minimum of 2 years experience with Compliance Risk Assessment testing and documentation. *Additional… more
- SAP (Herndon, VA)
- …**Responsibilities:** + Support leadership on the development and implementation of security, compliance , and risk management strategy and operating ... topics. As an expert you will provide subject matter expertise on security and risk management disciplines to identify, assess, respond, monitor, and report on… more
- University of Rochester (Rochester, NY)
- …Provide direct access to senior leadership and act as the primary advisor on compliance -related matters. Risk Identification and Management : + In partnership ... values, and strategic goals, to include working collaboratively with and coordinating compliance management among the University's existing compliance … more