- Scotiabank (New York, NY)
- …to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the ... teams, and collaborating with key partners such as Technology, Legal , Operations, Risk , Sales and Marketing. +...business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF… more
- BMO Financial Group (San Ramon, CA)
- …to develop and implement solutions. Manages product risks in compliance with legal , regulatory, and risk compliance , and reporting. Collaborates with ... reporting, and attestations. + Identifies existing and potential risks and develops risk management controls and processes. Leads remediation efforts as… more
- Santander US (Dallas, TX)
- …at all levels are expected to take a proactive and responsible approach toward risk management . **EEO Statement:** At Santander, we value and respect differences ... CIB Client Lifecycle Management KYC, Analyst - Dallas Country: United States...and Investment Bank (SCIB). Objectives are to 1) ensure compliance with anti-money laundering (AML), anti-bribery and corruption, anti-financial… more
- The Clorox Company (Fairfield, CA)
- …Operator Training, Mechanical Integrity, Management of Change, Incident Investigation, Compliance Audits and Risk Management Plans. + Participates ... and deploy programs to ensure compliance with OSHA's Process Safety Management Standard, EPA's Chemical Accident Prevention Provision Risk Management … more
- TD Bank (New York, NY)
- …effective. This position also works with management / control function partners (eg Risk , Legal , Compliance , AML and Audit) to assess risks, develop and ... automated (Algo) trading and sales activities in coordination with Compliance or relevant Risk and Control teams....are regulatory focused reviews, the ability to work with Compliance and Legal to interpret regulation or… more
- AssistRx (Kansas City, MO)
- …in healthcare and pharmaceuticals, including security, privacy, and risk management . + Experience conducting audits and managing compliance documentation. + ... daily operations of the Compliance Department, including audits, hotline management , internal controls, pharmacovigilance, document control, training, risk … more
- American Express (Charlotte, NC)
- …including various client-facing businesses, commercial and consumer financial product managers, Global Risk & Compliance , Technology, Legal (GCO), Finance, ... be a key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will...and lessons learned across the enterprise to improve operational risk management practices. **Minimum Qualifications:** + 4… more
- ARAMARK (Lincoln, NE)
- …skills. Working knowledge of alcohol laws and regulations. Strong understanding of risk management and control practices. Ability to interpret and apply ... way for others, too. We?re hiring a full-time Alcohol Compliance Officer to join our passionate Food Services Team.... legal provisions. Proficiency in MS Office and data analysis… more
- City of New York (New York, NY)
- … compliance , aligned with City rules and accountability standards. - Supports compliance and legal aspects of strategic initiatives and the Centralized ... are not limited to: - Develop systems, processes, and procedures to determine risk and deficiencies in M/WBE programs and initiatives. - Conducts policy analysis to… more
- Wells Fargo (Des Moines, IA)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more