• Investment Advisor Representative

    Atria Wealth Solutions (Vancouver, WA)
    …& Certifications + Required + Clear FINRA BrokerCheck + Variable Life & Health + State Insurance License + Series 63/65 + Series 7 + Series 66 ... and/or an equivalent combination of education and experience. + Series 7, 63/65 or 66 Securities Registration and Variable...Washington and Oregon. + Clean U-4 + Valid Driver's License to transport self between Columbia CU branches, Operations… more
    Atria Wealth Solutions (06/04/25)
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  • Financial Advisor

    Insight Global (Norwalk, CT)
    …Bachelor's degree (preferred) 2+ years of experience in the financial services industry FINRA Series 66 license (or Series 63/65 combination) required FINRA ... Series 7 license and Life/Health Insurance License are a plus Strong interpersonal and communication skills with a proven ability to build trust and close… more
    Insight Global (08/23/25)
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  • Full-Time - Public Finance Investment Banking…

    Raymond James Financial, Inc. (Dana Point, CA)
    …field. * 0‐3 years of related experience. **Licenses/Certifications:** * FINRA Securities Industry Exam (SIE), Series 52 License , Series 63 License , and ... Series 50 License within (12) months of hire **Location: Dana Point, CA** more
    Raymond James Financial, Inc. (08/13/25)
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  • Financial Consultant

    NBT Bank (Fairport, NY)
    …team player and high quality service provider. Unique Job Characteristics and Requirements: NASD Series 6 and Life License . Series 7 preferred. If not ... Series 7 licensed, FC will be required to obtain license within 90 days. Tasks Performed: + 50% Interviews and profiles customers/prospects to determine… more
    NBT Bank (08/08/25)
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  • Senior Advisor, Conflicts of Interest Supervision

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …+ Provide a high level of customer service. **Licenses/Certifications:** + Appropriate series license (s) for assigned functional area preferred or the ability ... + Ability to perform analytics and create process efficiencies is a plus. + Series 7 required, Series 24 License (within 90 days of join), Series 66… more
    Raymond James Financial, Inc. (07/26/25)
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  • Financial Consultant - Financial Solutions Branch

    Charles Schwab (Phoenix, AZ)
    …quality service and the ability to implement our strategy. **Required skills include:** + Active FINRA Series 7 license + Series 66 (63/65) license + ... Life & Health Insurance license ( license (s) may be obtained under a 120 day condition of employment) **Preferred:** + Minimum of 5 years of financial experience… more
    Charles Schwab (08/28/25)
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  • Fixed Income Operations Senior Advisor

    Raymond James Financial, Inc. (Memphis, TN)
    …required. + Series 24 required. + Series 7/ Series 63 License or appropriate series license (s) for assigned functional area, or International ... **Job Summary** Under limited supervision, uses advanced knowledge and skills obtained through experience and training to acquire and track documentation for account opening, as well as review the documentation and ensure that it meets all of the necessary… more
    Raymond James Financial, Inc. (07/15/25)
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  • Investment Advisor

    Robert Half Finance & Accounting (Louisville, KY)
    …in business, finance, economics, or a related discipline preferred (equivalent experience considered). + Active Series 65 license , or Series 7 with 66. + 1-2 ... years of experience in financial services-client-facing, investment management, or planning. + Knowledge of financial products, portfolio construction, and planning concepts. + Strong communication and interpersonal skills; ability to simplify complex… more
    Robert Half Finance & Accounting (08/21/25)
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  • Advisor, Supervision - Annuity & Insurance

    Raymond James Financial, Inc. (Denver, CO)
    …education, and/or training approved by Human Resources. **Licenses/Certifications:** * Appropriate series license (s) for assigned functional area preferred or ... (all at a level consistent with the requirement of Series 24 licensing). Familiarity/facility with RJ and its systems...as an equivalent to the 24 * State Insurance License in which candidate resides required * Additional licenses/certifications… more
    Raymond James Financial, Inc. (06/12/25)
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  • Investment Associate Centralized Registered

    KeyBank (Portland, OR)
    …in addition to Mutual Fund classes and fee structures. + Series 7 and Series 63 required. Life & Health insurance license and Series 66 preferred. ... + Strong written and verbal communication. + Excellent customer service and analytical skills. + Ability to recognize and understand client issues and develop appropriate responses and solutions. + Demonstrate excellent organizational skills and a strong… more
    KeyBank (08/27/25)
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