- Charles Schwab (Phoenix, AZ)
- …**Required Qualifications:** + Bachelor's degree + CFP(R) designation + Active and valid FINRA Series 7 license + Active and valid FINRA Series 63/65 ... or 66 + Active and valid FINRA 9/10 (or to be obtained within 90 days) **Preferred Qualifications:** + Insurance licensing strongly preferred + Prefer a minimum of 7+ years of financial services experience including 3+ years of supervisory experience + Strong… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Coach (RCC) or applicable coaching designation within 1 year. + Ability to obtain FINRA Series 7 License within six (6) months. We highly prefer candidates that ... have already obtained the Series 7. more
- Capital One (Mclean, VA)
- …reporting and operational perspective + Other duties as assigned + Ability to obtain Series 99 license within one year of joining the team **Basic ... industry experience or a combination **Preferred Qualifications** + Financial Industry Regulatory Authority Series 7, 10, 27, 24, 99 or a combination + 2+ years of… more
- Citizens (Johnston, RI)
- … Series 7, 24, and 63 licenses. In addition, candidates must possess either a Series 65 or 66 license -or demonstrate the ability to obtain the Series ... business software programs (Excel, SharePoint, OneDrive, Salesforce) Preferred Qualifications + Series 4 + Experience with National Financial Services (NFS) system… more
- Fifth Third Bank, NA (St. Louis, MO)
- …work as a member of a team. + Proven time management skills are necessary. + A Series 65 license , 66 license or a qualifying designation (such as CFA, CFP, ... ChFC, CIC, and PFS) must be obtained within 90 days of start date. + Some travel associated with client and prospect management may be necessary. WORKING CONDITIONS: + Normal office environment with little exposure to dust, noise, temperature and the like. The… more
- Charles Schwab (Bellevue, WA)
- …24 month condition of employment) + Bachelor's Degree required + Active and valid FINRA Series 7 license required + Active and valid FINRA 66 license ... required (may consider a 120-day COE) + Active and valid FINRA 9/10 required (may consider a 120-day COE) + Five plus years' experience in the financial services industry + Minimum of 2 years supervisory experience strongly preferred **In addition to the… more
- GROWMARK, Inc. (Des Moines, IA)
- …program leadership to member cooperatives. Must be able to obtain and maintain a Series 3 license within three months of assuming position. Maintains all ... decision making and skill development. Must have and maintain a valid driver's license and have the ability to travel independently and overnight. Ability and… more
- DXC Technology (Austin, TX)
- …is required as minimum degree (diploma needs to be provided) + An active FINRA Series 6 license is required for this position. Applicants without this license ... will not be considered + 1-2 years of Life Insurance and Annuities experience is required + Call center experienced is required + Understanding of insurance products as well as administrative, claims, underwriting and marketing organizations is required +… more
- TIAA (Dallas, TX)
- …and either Series 66 or both Series 63 and 65 + Series 24 (Securities Principal) license **Preferred Qualifications** + 7+ years of experience in wealth ... Experience** + 5+ Years Required; 7+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7; Series 63; Series 65; Series 66; Series 24… more
- Robert Half Finance & Accounting (Berkeley, CA)
- …and attention to detail + Ability to manage and reconcile data across systems + Series 65 license (or willingness to obtain within 3-6 months) Preferred: + ... Experience with portfolio reporting and rebalancing tools (eg, Tamarac) + Background in wealth management or Registered Investment Advisor (RIA) firms + Exposure to automation or scripting of business processes + Understanding of portfolio construction and… more
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