- JPMorgan Chase (New York, NY)
- …deep analytical expertise, regulatory knowledge, and collaboration with internal teams to balance risk and growth. The Senior Credit Strategy Officer will also ... As the Managing Director, Senior Credit Strategy Officer , Chase Auto, you will report directly to...risk . + **Stakeholder Collaboration:** Work with teams across business lines (eg, risk , underwriting, legal, finance)… more
- M&T Bank (Boston, MA)
- …commercial closing capabilities for all assigned loans. Serves as the first line of defense (1LoD), adhering to necessary controls to mitigate unnecessary exposure ... to risk . Responsible for closing each loan in an accurate...plans accordingly, and works in tandem with assigned Closing Officer on the deal to meet scheduled closing date.… more
- HUB International (New York, NY)
- …senior leadership position, reporting directly into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership to ... be responsible for assisting the Global/Executive Chief Compliance and Risk Officer in implementing, updating, and maintaining...and working location, as well as the specific position's business line , scope and level. HUB International… more
- TD Bank (Greenville, SC)
- …your recruiter who can provide you more specific details for this role. ** Line of Business :** Personal & Commercial Banking **Job Description:** The Regional ... Operations Officer II (ROO) provides leadership in developing, implementing and...This role acts as liaison/support between retail and other business lines to address issues affecting risk ,… more
- MUFG (Irving, TX)
- … will work closely with ACT teammates and various key regional and global business partners to deliver an effective second line of defense testing program ... is an integral part of the MUFG Regulatory Compliance Risk Management function. This position executes a compliance testing...perform compliance testing reviews on the Sales & Trading business units with focus on the Markets Compliance program.… more
- Bloomberg (New York, NY)
- …US Bank Secrecy Act (BSA) Officer - New York Location New York Business Area Legal, Compliance, and Risk Ref # 10047869 **Description & Requirements** ... AML compliance programs for the Americas. The BSA AML Officer will be responsible for ensuring compliance with all.../ AML matters, proactively identifying and assessing key AML risk factors tied to clients, products or business… more
- KeyBank (Denver, CO)
- …**Job Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for ... Risk Management ["CRM"], the incumbent will provide second line of defense testing and monitoring of complaints. Specifically,...assessing risks and issues; engage with the lines of business to help identify risks, assist with development and… more
- TD Bank (Boston, MA)
- …with your recruiter who can provide you more specific details for this role. ** Line of Business :** Personal & Commercial Banking **Job Description:** The Sr. ... and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are...Commercial Loan Officer combines an external sales role focusing on growing… more
- City National Bank (Phoenix, AZ)
- …functions * Monitor legislative/regulatory/enforcement activity and trends for impacts to business line activities. * Provide mortgage compliance advice and ... *COMPLIANCE OFFICER SENIOR-MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The...the compliance program covering US Mortgage Banking including monitoring business area compliance with applicable laws and regulations, ensuring… more
- BMO Financial Group (Chicago, IL)
- …of first line of defense (1st LOD) programs (eg, operational risk , AML, compliance, regulatory, etc.), including overseeing business operations within the ... risk management culture through collaboration with other first line employees, and second & third line ...and/or documentation + May act as the designated Primary Business Unit Compliance Officer (BUCO) and/or Anti-Money… more