- Scotiabank (OR)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational, compliance , AML and ATF sanctions and conduct risk. + Champions a ... strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. **Accountabilities** +… more
- US Bank (Los Angeles, CA)
- …and the ability to review and validate complex legal documentation. The manager ensures operational excellence, compliance , and a superior client experience ... + Strong knowledge of fiduciary law, trust accounting, investment products, and compliance ( AML /KYC, Beneficial Owner Rule). + Proven leadership, strategic… more
- Byline Bank (Chicago, IL)
- …to Accounts Payable, Information Security, Business Continuity/Disaster Recovery, Legal, Credit, Compliance , BSA/ AML , and Project Management teams. + Proactively ... communicates Vendor Management issues to manager and recommends and assists with implementing solutions. +...control environment. + Participates in audits to ensure vendor compliance with legal requirements, firm and industry standards, and… more
- TD Bank (Fort Lauderdale, FL)
- …of conduct and maintain high ethical standards + Manages assigned employees in compliance with all HR policies, procedures, and guidelines of conduct + Leads, ... business lines and increase Market share + Leads in a manner that strengthens compliance with all regulations, policies and procedures that apply to the US Wealth… more
- Bank of America (Scranton, PA)
- …that reviews all of Bank of America's customers and transactions to ensure compliance with Bank of America's Economic Sanctions Program. SSCoE serves BAML's eight ... facing teams and clients where needed to educate on compliance program, drive better quality of data defining the...Java, VB **Desired Qualifications:** + Experience in Sanctions / AML processes + Data transformation / formatting experience and… more
- Banc of California (San Luis Obispo, CA)
- …due diligence items and legal documents required to ensure accurate closings and compliance with bank and regulatory requirements and procedures. + Identify any open ... and reviewed. + Coordinate insurance needs with customer, insurance brokers, Relationship Manager to ensure proper insurance is received and collected in a timely… more
- Tompkins Community Bank (Brewster, NY)
- …red flags, and compliance requirements. + Serve as a liaison with AML /CFT Compliance , IT, and other departments to ensure alignment of fraud controls ... with internal teams to enhance fraud mitigation strategies and ensure compliance with applicable regulations. Responsibilities + Supervise and conduct quality… more
- Citigroup (New York, NY)
- **Executive Summary** The Client Experience Group Manager is a leadership role and specializes in onboarding, focusing on delivering an exceptional client experience ... and team development to achieve business objectives and maintain regulatory compliance . The position demands a blend of operational expertise, strategic leadership,… more
- TD Bank (New York, NY)
- …This position also works with management / control function partners (eg Risk, Legal, Compliance , AML and Audit) to assess risks, develop and implement proactive ... to medium-term issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Education & Experience:** + Undergraduate degree in Business (Accounting or… more
- TD Bank (Providence, RI)
- …Responsible for 1 2 processes of low to medium complexity + Works with the Manager and Senior Manager to document and continuously update policies and procedures ... for onboarding covering the process for critical AML applications working with the other GAML operations partners...process and procedures are documented and in accordance with compliance objectives and standards + Serves as a consultant,… more
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