- Zions Bancorporation (Midvale, UT)
- …American Banker as one of the "Best Banks to Work For" and as having a top banking team in its list of "The Most Powerful Women in Banking ." Our customers ... for their contributions to our success. We recognize that banking is a "local" business, and that to be...Diligence needs list and work directly with the Relationship Manager team to ensure all closing requirements are met… more
- SMBC (Charlotte, NC)
- …history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more ... SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the...timelines or quality. + Maintain detailed documentation for traceability, audit and compliance purposes. + Ensure coverage for data… more
- TD Bank (New York, NY)
- …TD Securities Finance group, as one of the three regional finance groups for the Wholesale Banking segment of TD Bank Group it has a key role in the USA providing ... projects and initiatives, executes on ad hoc deliverable requests related to audit , compliance, transactional testing, examinations, etc. + Maintain and build upon… more
- City National Bank (Newark, DE)
- …line of business to remediation plans. * Works with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and other tracking reports as ... training for new or revised laws and regulations. * Assist the Compliance Manager , Senior Compliance Officer, and Risk Assessment team with the evaluation of… more
- US Bank (Los Angeles, CA)
- …Opening Manager ** + Manage the end-to-end process for opening banking , new trust, and investment accounts, including documentation review and verification. + ... from Day One. **Job Description** The Private Wealth New Accounts Opening Manager leads the team responsible for account opening new accounts trust, investment,… more
- City National Bank (Charlotte, NC)
- …bank. This role is responsible for (i) with the guidance of Manager Control Testing/Reporting, responsible for building sustainable processes with appropriate risk ... across CNB, including across the business, 2LOD and internal audit . WHAT WILL YOU DO? * With the guidance...WHAT WILL YOU DO? * With the guidance of Manager Control Testing/Reporting, responsible for building sustainable processes with… more
- HCA Healthcare (Austin, TX)
- …Discounts + Retirement readiness, rollover assistance services and preferred banking partnerships + Education assistance (tuition, student loan, certification ... + You will prepare and/or coordinate preparation of Cost Report (through Reimbursement Manager ) and Tax work papers in an accurate and timely manner. (High Risk,… more
- City National Bank (Los Angeles, CA)
- …ANALYST II* WHAT IS THE OPPORTUNITY? Under the direction of the BSA Risk Manager , responsible for the periodic BSA internal controls testing function of the of the ... control environment, under the guidance of the BSA Risk Manager . Prioritizes focus toward areas identified as having the...level of management. * Maintains an up-to-date Master Compliance Audit Follow-up Log for outstanding BSA-related Audit … more
- TD Bank (Mount Laurel, NJ)
- …and individual circumstances.** **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation (or lead support) of ... and regulations.** + **Knowledge and experience within compliance or audit , legal and regulatory environment, enterprise governance framework, products and… more
- JPMorgan Chase (New York, NY)
- …functions, and make a meaningful impact on organizational growth. As a Business Manager in the US Private Bank Investments business, you will partner with front ... and mitigating business risks. The role of a business manager is dynamic and can vary from business to...platform and drive resolution of mitigating controls + Support audit , regulatory and compliance deliverables; help drive specific action… more
Recent Jobs
-
Terminal Property Management Representative
- Vancouver Airport Authority (Vancouver, WA)