- Banco Popular Puerto Rico (San Juan, PR)
- …Reporting to the SVP, Business Risk and Controls Division, the Business Risk Management Manager II will support our mission of maintaining a robust ... resilience. This role acts as a liaison between the Business Risk and Controls Division and divisions...efforts. Demonstrate an understanding of business processes, control frameworks and related regulatory and compliance… more
- SMBC (New York, NY)
- …matters to their manager . + Communicate policies, procedures and new regulatory requirements simply and efficiently to affected business and infrastructure ... First and Second Lines of Defense regarding a broad range of compliance and regulatory issues and works hand-in-hand with business /function partners to advise on… more
- Scotiabank (Dallas, TX)
- …Principles, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational, ... Senior Regulatory Reporting Lead **Requisition ID:** 240218 **Salary Range:**...is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and… more
- Houston Methodist (Houston, TX)
- …of the Manager or Director (serves as a resource for regulatory information and guidance). + Contributes towards improvement of department scores for employee ... At Houston Methodist, the Regulatory Compliance Specialist position is responsible for coordinating...departmental monitoring and research education as identified by the Manager or Director. **PEOPLE ESSENTIAL FUNCTIONS** + Builds and… more
- Bank of America (New York, NY)
- GFX Sr. Business Financial Control Product Associate (CFO) New York, New York **To proceed with your application, you must be at least 18 years of age.** ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/GFX-Sr- Business -Financial- Control -Product-Associate--CFO-\_25041091-2) **Job Description:** At Bank of America,… more
- Bank of America (New York, NY)
- …internal control discipline and operational excellence within a Line of Business (LOB) or Enterprise Control Function (ECF). Key responsibilities include to ... Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York,...obligations are captured. * Design informative MI and key control reporting * Responsible for executing global periodic (eg… more
- TD Bank (Charlotte, NC)
- …recruiter who can provide you more specific details for this role. **Line of Business :** Governance & Control **Job Description:** The Governance & Control ... Treasury 1B Testing manages a portfolio of governance and control activities for moderately complex or high-risk business...and control guidelines. This role supports quality control and regulatory testing for the following… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their ... with respect to policy and procedure related deliverables + Participate in regulatory change management and business -related processes to ensure policy and… more
- Oracle (Nashville, TN)
- … agencies. **Responsibilities** Performs evaluation of internal operations, controls , communications, risk assessments and maintenance of documentation as ... related to regulatory compliance and recommends appropriate changes. Conducts and facilitates...services. Execute risk assessments and evaluate risks to the business and develop risk mitigation strategies. Identify industry requirements… more
- UNC Health Care (Chapel Hill, NC)
- …the unique communities we serve. Summary: The Operations and Maintenance Manager is responsible for planning, organizing, implementing, and supervising the ongoing ... for the oversight of the General Maintenance Shop and Work Control /Storeroom. This includes the capital planning, maintenance, repairing, compliance, and operation… more