- BMO Financial Group (New York, NY)
- …risks and implements appropriate actions to mitigate them. Develop and maintain compliance information for analysis and reporting. Achieve compliance ... the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on...and aligned to regulatory requirements. + Support root cause analysis in response to material control failures in business/group.… more
- TD Bank (New York, NY)
- …units/internal team members providing a range of support, guidance and analysis on regulatory/ compliance /technology issues. Position will support the Chief ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $75,000 - $95,000 USD TD is committed to providing fair… more
- TD Bank (Mount Laurel, NJ)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , ... we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in reshaping compliance… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair ... details for this role. **Job Description:** This Director - Compliance role will be a key member of the...materials are kept current + Administer FINRA annual needs analysis and develop Firm Element training plan + Participate… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** This VP Compliance role will be a key member of the... training program, including: + Conducting periodic risk-based needs analysis for in-scope business lines + Developing and maintaining… more
- General Dynamics Information Technology (Bossier City, LA)
- …Technology (IT) Risk Management **Certifications:** Certified Information Security Manager (CISM) | Information Systems Audit and Control Association ... **Job Description:** Transform technology into opportunity as an **IT Risk and Compliance Specialist Senior Principal** with GDIT. A career in enterprise IT means… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $110,000 - $135,000 USD TD is committed to providing fair ... who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring… more
- Entergy (New Orleans, LA)
- …to address gaps and continuous improvement opportunities. This position reports to the Manager of General Compliance , providing expertise to execute our ... risk analysis and internal control evaluation; legal and regulatory compliance + Familiarity with internal controls and risk assessment techniques + RSA… more
- State of Massachusetts (Boston, MA)
- …as a partner to employers to deliver program integrity. *What you'd do:* ** The Compliance Officer II,who reports to the Senior Manager of Benefit Operations & ... * Compliance Officer II | Department of Family &...analysis , observation, interviews, evaluations and/or conferences to ensure compliance with governing laws, rules, regulations, program goals, etc.,… more
- Wacker Chemical (Ann Arbor, MI)
- …Wacker's Code of Conduct & Values. This role is a direct support role to the Manager of Customs & Trade Compliance for the US Region. Candidates should be able ... Customs Compliance Specialist II Job Location (Short): Ann Arbor,...have a high degree of skill in technical data analysis with the ability to locate varied sources of… more