- Raymond James Financial, Inc. (St. Petersburg, FL)
- …for GWS packaged products + Aids in designing, evaluating, and enhancing compliance testing , oversight and surveillance for packaged products. + Assists ... education, experience, specialized training and/or certification to serve as the compliance partner for the Global Wealth Solutions ("GWS") business line,… more
- Robert Half Finance & Accounting (Hershey, PA)
- Description We are looking for an experienced Accounting Manager /Supervisor to oversee and enhance internal controls, operational processes, and risk management ... This role is critical in driving organizational efficiency, consistency, and compliance while supporting strategic business objectives. The ideal candidate will… more
- Citigroup (Tampa, FL)
- …role in the Quality Assurance function focused on the activities of the Legal, Compliance and Risk internal audit team involves close liaison with the global audit ... partnering with the audit teams responsible for Risk and Compliance globally and also supporting the global QA team....assigned as the Audit Lead). + Execute assigned audit testing (DEA, OTA, OET) and document results (including process… more
- PNC (Dallas, TX)
- …as defect density and open defect counts. Oversees team members responsible for testing and inspection of products to determine compliance with specifications . ... on a regular basis. Some responsibilities may be performed remotely, at the manager 's discretion. As a Senior Quality Assurance Specialist, you will be responsible… more
- UMB Bank (Kansas City, MO)
- …and reporting phases of assigned audits with direction from the Audit Program Manager , Regulatory Compliance or Audit Director. **_How you'll spend your time:_** ... + Oversee of the development and execution of a testing approach for assigned compliance audits + Review and evaluation of process walkthroughs and documented… more
- Eaton Corporation (Moon Township, PA)
- Eaton's Corporate Sector division is currently seeking a Compliance Cybersecurity Operations Manager . Relocation offered. The expected annual salary range for ... also include directly leading some projects related to ITAR compliance -Lead and oversee a team of mostly project...technology -Minimum five (5)+ years of experience as a manager of people -This position requires access to export-controlled… more
- MUFG (Irving, TX)
- …Americas team is seeking a Vice President to serve as a Financial Crimes Compliance Technology Manager . This role will support the Americas team in overseeing ... Provide oversight of sanctions screening applications and related projects to ensure compliance with US regulations and internal technical standards. + Support issue… more
- Regions Bank (Charlotte, NC)
- …**Preferences** + Relevant certifications and/or licenses, such as: + Certified Regulatory Compliance Manager (CRCM) + Certified Anti Money Laundering Specialist ... area, or program. **Primary Responsibilities** + Serves as subject matter expert in compliance and operational risk to effectively execute testing activities +… more
- Coinbase (Oklahoma City, OK)
- …users can have a consistent and high-quality experience. The Coinbase Compliance Technology Team develops globally scalable systems to meet regulatory requirements, ... and various screening systems, customer risk scoring, and other compliance solutions ensuring compliance with various regulations...you as the candidate. *The above pilots are for testing purposes and Coinbase will not use AI to… more
- Raymond James Financial, Inc. (Mill Creek, WA)
- …IRS controlled group and affiliated service group rules + Expert knowledge of compliance testing , including coverage, nondiscrimination (eg, ADP, ACP, rate group ... and determine strategies to solve client needs + Performing complex compliance testing and discussing complex plan design solutions with both internal and… more