- TD Bank (Charlotte, NC)
- …through expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, ... regulatory compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective guidance… more
- Texas Health Resources (Arlington, TX)
- ** Manager Financial Reporting and Standards** _Are you looking for a rewarding career with family-friendly hours and top-notch benefits? We're looking for ... position works directly with the Vice President - External Financial & Regulatory Reporting in setting system-wide internal and...public information and serves as the liaison for external audit . **Job Duties** . Manages the preparation of annual,… more
- TD Bank (Charlotte, NC)
- …and enterprise as appropriate. **Overview:** We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk ... outlined in the general description below. **Job Summary:** The Compliance Governance & Operations Manager leads the...are a plus.** + **5+ years of experience in compliance , risk management, internal audit , or related… more
- Santander US (Dallas, TX)
- …Word, MS Excel, MS Outlook and PowerPoint Certifications: * Certified Regulatory Compliance Manager (CRCM) Preferred. * Certified Anti- Money Laundering ... Regulatory Compliance Testing - Manager Country: United...Business, Finance, or equivalent field. - Preferred. 5+ Years Compliance , Legal, Regulatory, or Financial Services. -… more
- TD Bank (Charlotte, NC)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Manager manages assigned compliance functions for the Company ... across various lines of business, banking offices, and operating departments. The Compliance Manager Interacts with senior management in assigned areas,… more
- BASF (Research Triangle Park, NC)
- …risk management, compliance , analytical projects, business economic evaluations, and/or financial model development. + Possess prior audit experience (highly ... **Now hiring! Sr. Financial Compliance Analyst** Research Triangle Park,...experience or desire to learn. + Understand internal controls, compliance frameworks (eg, SOX), and audit methodologies.… more
- Capital One (Richmond, VA)
- Senior Manager , Financial Services Accounting Global Finance supports all of Capital One's worldwide financial activities, including corporate-level ... SEC regulations and regulatory requirements + Lead the team to address internal audit reviews, regulatory exams and SOX compliance + Implement appropriate risk… more
- Capital One (Mclean, VA)
- …2+ years of Compliance Advisory Experience + Certified Regulatory Compliance Manager (CRCM) Certification, Association of Certified Anti-Money Laundering ... Compliance Advisor Manager The Advisory ...experience + At least 3 years of experience in Compliance , Legal, or Audit **Preferred Qualifications:** +… more
- American Express (Sandy, UT)
- …Express is seeking a detail oriented and proactive First Line of Defense (1LOD) Compliance Manager to support the business in managing compliance risk ... policy interpretation, regulatory change implementation, and incident response. + Support compliance testing, audit readiness, and business responses to… more
- EMCOR Group (Norwalk, CT)
- …human resources, legal, national purchasing and information technology. **Summary** The Senior Manager of Accounting & Compliance is a segment level role ... Group, Inc. and will primarily be responsible for contributing to the segment's compliance with generally accepted accounting principles issued by the Financial … more