- JPMorgan Chase (Tampa, FL)
- The Corporate Investment Bank's Know Your Customer (KYC) team is at the forefront of safeguarding JP Morgan's reputation and financial assets by ensuring strict ... standard for excellence and consistency across the organization. As a Quality Control Manager within the Wholesale KYC Operations Reviewer team, part of Digital and… more
- Aflac (GA)
- Financial & Operations Manager The Company: Aflac Incorporated The Location: GA, US The Division: Global Investment Job Id: 7801 We've Got You Under Our Wing We ... and reporting of transactions, distributions, capital calls and other activities for investment entities globally; Manages venture investment return tracking and… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This role is ... interest across TDS Securities with a primary focus on Corporate and Investment Banking, Capital Markets, Commercial Banking, Mergers and Acquisitions, and other… more
- JPMorgan Chase (Tampa, FL)
- …to embed best practices and deliver impactful data solutions. As a Data Control Manager /Data Engineer within the Commercial & Investment Bank, you will assess ... Join the Commercial & Investment Bank (CIB) Payments Controls Data Strategy initiative...Minimum 7 years of experience as an Information Security Officer , Control Manager , or Data Engineer in… more
- FM (Waltham, MA)
- …Portfolio Manager , External Investment Management, Senior PM's, Chief Investment Officer (CIO), and other senior Investments leaders and staff, across ... group, and Investment Operations, and the Chief Investment Officer . This key role will also...mindset, and passion for financial markets, corporate finance and investment risk management. Collaborative mindset, people management… more
- T. Rowe Price (Owings Mills, MD)
- …expert knowledge of regulatory requirements and experience to assess controls and identify risk priorities in consultation with Chief Compliance Officer . + In ... with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed...About this Position Reporting to the Broker/Dealer Chief Compliance Officer , the role is responsible for ensuring compliance programs… more
- HSBC (Scarsdale, NY)
- …our investors, our communities and the planet we all share. The Wealth Relationship Manager works closely with the Wealth Relationship Officer and the service ... Wealth Relationship Manager Brand: HSBC Area of Interest: Asset and...current and potential Wealth customers and recommend appropriate banking, investment and insurance products and services to meet individual… more
- HSBC (Buffalo, NY)
- …our investors, our communities and the planet we all share. The Wealth Relationship Manager works closely with the Wealth Relationship Officer and the service ... Wealth Relationship Manager Brand: HSBC Area of Interest: Branch and...current and potential Wealth customers and recommend appropriate banking, investment and insurance products and services to meet individual… more
- Aegon Asset Management (Denver, CO)
- …in Denver, CO. Responsibilities + Provide strategic direction and oversight to risk manager relating to the operational, liquidity, and derivatives compliance ... more information, visit transamerica.com . Job Description Summary Perform strategic compliance risk program design and oversight of investment and operational … more
- Medical Mutual of Ohio (OH)
- …Mutual Medicare Compliance Program. + Serves as Medical Mutual's Medicare Compliance Officer . + Participates in annual compliance risk assessment and work ... and Medicare Supplement products. Reporting directly to the Chief Compliance Officer , the role ensures adherence to regulatory requirements through the development… more