- Citigroup (San Francisco, CA)
- …of our Affluent and High-Net Worth clients, including a Wealth Relationship Manager and field experts such as Financial Planners, Insurance Specialists, Portfolio ... referral leads . Manage client follow-up and adhere to all Regulatory and Compliance operating procedures . Ensure strict adherence to KYC/AML and other … more
- PNC (Birmingham, AL)
- …attempting to defraud PNC and its customers Preferred Skills & Experience Audit, Risk or Compliance experience in Financial Institutions Audit / Assurance or ... on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. Responsibilities Demonstrated knowledge of Fraud related risks and a… more
- BMO Financial Group (Culver City, CA)
- …to week in terms of days worked, hours, and shifts. + Follows through on risk and compliance processes and policies to ensure we safeguard our customers' assets, ... checks to ensure accurate data entry and lending application recommendations in compliance with legal and regulatory requirements and lending policies and processes.… more
- PNC (Dallas, TX)
- …customer-facing and internal processes. * Work closely with cross-functional partners across Compliance , Risk , Pricing, Sales, and Operations. * Configure and ... a regular basis. Some responsibilities may be performed remotely, at the manager 's discretion. PNC will not provide sponsorship for employment visas or participate… more
- KeyBank (Albany, NY)
- …will be a member of the Fair and Responsible Banking ("FARB") Analytics team within Compliance Risk Management ("CRM"). As part of Key's second line of defense ... to identify and mitigate actions that may expose KeyCorp and its affiliates to FARB compliance risk outside its desired risk appetite. Candidate will work… more
- Citigroup (San Antonio, TX)
- …to Lending Consultants and Wealth Solutions Advisors, Small Business Partners, Relationship Manager , etc.) + Anticipate the complex financial needs of the client and ... maintenance requests and other service inquiries while ensuring KYC/AML and other compliance norms are adhered to. + Resolve customer complaints according to FINRA… more
- Bank of America (Plano, TX)
- …Demonstrates a commitment to professional ethics, conforms to all Federal and State compliance policies, and adheres to Home Mortgage Disclosure Act (HMDA) ... Pursuant to the SAFE Act requirements, all employees engaged in residential loan mortgage originations must register with the federal registry system and remain in… more
- Capital One (Mclean, VA)
- …in Financial Services + Chartered Financial Analyst (CFA) Charterholder or Financial Risk Manager (FRM) Certified or Certified Public Accountant (CPA) + ... hedging strategies, help manage Foreign Exchange and Interest Rate risk and develop code and digital tools to help...of experience with bank products including credit cards or mortgage securities or loans or deposits or commercial lending… more
- PNC (Pittsburgh, PA)
- …These crews will be collaborative with many different areas within Lending including Compliance , Risk , Pricing, Sales and Operations. Skills required: 1. Empower ... basis. Some responsibilities may be performed remotely, at the manager 's discretion. **Weekly time in one of the office...crews that solve for business problems related to First Mortgage and Home Equity products. The Software Engineer will… more
- KeyBank (Dallas, TX)
- …a vital role in the successful completion of transactions in the Commercial Mortgage Group. Assistant Closers must be fully accountable for all activities that fall ... and work toward successful resolution. Under the direction of the Closing Manager , the Closer is responsible for the many impactful activities. **Essential Job… more