- Wells Fargo (Roanoke, VA)
- …across the Market to oversee operational /support practices and coach on operational risk **Required Qualifications:** + 4+ years of Financial Services ... + Serve as the initial point of contact for operational , service and technology inquiries from Financial...Client Associates in various aspects of operations, compliance, and technology + Collaborate with the Brokerage Support Manager… more
- Wells Fargo (Temecula, CA)
- …across the Market to oversee operational /support practices and coach on operational risk **Required Qualifications:** + 4+ years of Financial Services ... + Serve as the initial point of contact for operational , service and technology inquiries from Financial...Client Associates in various aspects of operations, compliance, and technology + Collaborate with the Brokerage Support Manager… more
- Bank of America (New York, NY)
- Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your application, ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non-Financial-Regulatory-Reporting--GM-NFRR-- Operational -Monitoring\_25004657) **Job Description:** At Bank of America, we are… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … due diligence program. Update design as needed on a regular basis. * Perform operational risk reviews of funds. Prepare written reports based on these reviews. ... required ongoing operational due diligence reviews. * Willingness to embrace technology and employ lessons learned to improve operational due diligence… more
- Coinbase (Boise, ID)
- …Audit Execution & Oversight (Finance & Accounting):* Spearhead and execute comprehensive, risk -based operational audits of the finance and accounting functions. ... who believes in the power of crypto and blockchain technology to update the financial system. We want someone...and present impactful audit reports on SOX, SOC, and operational audit findings, detailing clear findings, risk … more
- JPMorgan Chase (Plano, TX)
- …control environment across Wholesale Lending Services (WLS) and execute Compliance & Operational Risk Evaluation (CORE) requirements. Join our team as a ... with stakeholders to identify and remediate control gaps, manage operational risk events, and ensure timely issue... risk events. + Engage with legal, compliance, risk , audit, and technology control partners to… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Senior Manager , US Liquidity Management Deposit Product Solutions, Global..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
- Fannie Mae (Washington, DC)
- … Risk , HR, and Business Leadership-to establish frameworks for governance, risk management, compliance, and operational excellence in end-user services and ... Digital Workplace ecosystem. This role is responsible for ensuring that technology , processes, and policies align with corporate objectives, compliance requirements,… more
- American Express (New York, NY)
- … Identification, Assessment & Testing team is to identify, assess, mitigate, and report on Operational Risk within the BU processes of the Credit & Fraud Risk ... inherent and residual risk . Credit & Fraud Risk (CFR) is looking for a Manager ...and geographies. This role will focus on overseeing key operational risk processes including risk … more
- Scotiabank (Dallas, TX)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Manager , Fraud Governance and Internal Controls **Requisition ID:**..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
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