- TD Bank (New York, NY)
- …compliance teams to ensure alignment and proactive management of employee relations and governance issues including policy design. Serve as a primary point of ... TD Securities **Job Description:** The TD Securities, Employee Relations Director, Regulatory and Controls is responsible for leading the oversight and management… more
- Boston University (Boston, MA)
- **PROGRAM MANAGER , Global Development Policy Center** **Job Description** **PROGRAM MANAGER , Global Development Policy Center** **Category** Boston ... **Salary Grade** Grade 49 **Position Type** Full-Time/Regular The Boston University Global Development Policy Center (GDP Center) seeks a Program Manager with a… more
- Exelon (Newark, DE)
- …build a rewarding career. Are you in? **Primary Purpose** **PRIMARY PURPOSE OF POSITION** Regulatory Policy 1. Act to provide data and analytical support for ... Regulatory Compliance 1. Under the direction of the Regulatory Compliance Manager , act as a conduit... Compliance. Provide analytical and operational support to the Regulatory Policy & Strategy business unit including… more
- TD Bank (New York, NY)
- …policies and procedures + Coordinate with stakeholders and subject matter experts on policy and procedure development + Establish governance and reporting for ... in regulatory change management and business-related processes to ensure policy and procedures and training materials are kept current + Administer FINRA… more
- TD Bank (New York, NY)
- …matter experts on policy and procedure development + Assist in establishing governance and reporting for policy and procedure review and approval + Support ... respect to policy and procedure related deliverables + Participate in regulatory change management and business-related processes to ensure policy and… more
- Citigroup (Getzville, NY)
- …Engagement is a strategic professional who keeps senior management apprised of ongoing regulatory interactions across Finance. As a strong manager adept at ... **About the Team** The Finance Regulatory Engagement & Oversight team works closely with...on project work plans. + Work with Management on governance and the facilitation of the execution of the… more
- US Bank (St. Paul, MN)
- …to enable the policy management process and compliance with the enterprise policy governance model as follows: + Technical background for technology ... May influence policies and procedures to maximize profit potential and minimize regulatory exposure. Accountable for an effective partnership between the Line of… more
- Bank of America (New York, NY)
- …of Laws, Rules and Regulations (LRRs) and Enterprise Policies, data sourcing, preparation, governance , and oversight of Global Markets regulatory reports - with ... Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York,...factor prohibited by law, and as such affirms in policy and practice to support and promote the concept… more
- Duquesne Light Company (Pittsburgh, PA)
- …processes, business units and oversight responsibilities. Responsible for assisting the Regulatory Compliance Senior Managers with NERC CIP and O&P compliance ... always being "audit ready." + Responsible for assisting the Regulatory Compliance Senior Managers in coordinating compliance audits by...be sure to discuss storm roles with the hiring manager for this position, as duties can vary across… more
- TD Bank (New York, NY)
- …and rollout of change activities. Ensuring compliance with all internal governance documents and regulatory requirements.** **Establish and maintain ... and operational teams to implement testing procedures that ensure compliance with regulatory requirements and internal governance standards.** **Assist in the… more