- TD Bank (New York, NY)
- …**Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate must have compliance ... advisory experience with background in OTC and Exchange-Traded Equities,...issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. **Responsibilities:** + Advise business… more
- TD Bank (New York, NY)
- …are looking for a Vice President, Compliance - US Corporate Investment Banking Compliance Advisory to join our team in NYC. The ideal candidate must have compliance ... experience in the investment banking space, preferably in an advisory capacity. The Vice President will assist in the...team are in a manner consistent with the Bank's risk culture and the relevant risk appetite… more
- Citigroup (Tampa, FL)
- The Program Management Advisory and Execution (PMAE) is the only enterprise level resource that supports all business units across the bank to plan, execute and ... engagements but generally will range from regulatory compliance to risk management, to the integration of technology into the...This is a highly matrixed organization where your primary manager will not be providing daily oversight of your… more
- Ankura (Washington, DC)
- …founded on innovation and growth. Position Summary: Ankura Global Strategic Advisory interns collaborate with experienced consultants to create customized solutions ... face every day. With regular guidance from your assigned manager and mentor, you will: + Contribute to project...Group, LLC is an independent global expert services and advisory firm that delivers services and end-to-end solutions to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Essential Duties and Responsibilities** + Manages Capital Markets & Advisory ("CMA") Compliance's core compliance program to ensure compliance processes and ... compliance with federal, state, and self-regulatory regulations. Minimizes the firm's risk exposure while balancing business concerns. + Maintains the required… more
- Scotiabank (OR)
- Technical Specialist Advisory **Requisition ID:** 231490 Thanks for your interest in ScotiaTech, Scotiabank's new and innovative Technology hub in Bogota. Join a ... operational procedures, technical configurations, and user manuals. + Understand how the Bank's risk appetite and risk culture should be incorporate into in… more
- MUFG (Jersey City, NJ)
- …team and the primary focus will be on the Enterprise Information System's Governance, Risk , and Compliance team. The role will be a contributor for managing complex, ... areas such as Policy Management, Cybersecurity Controls and Reporting, and Cyber Risk Quantification in both Cloud and on--premise environments with an emphasis on… more
- MUFG (Tampa, FL)
- …the appropriate level of controls defined in response to the established inherent risk profile CIA. This role is pivotal in defining security controls before ... assumptions, interpret existing solution designs, and ensure that holistic, risk -informed controls are embedded across the application lifecycle. This role… more
- BMO Financial Group (Chicago, IL)
- …+ Ensures new business meets policy and procedures requirements for profitability and risk management. + Provides advice and support where needed with a focus on ... of accounts for team members and customers. + May act as lead relationship manager . + Supports the sales process and client experience, identifying gaps, issues and… more
- Byline Bank (Chicago, IL)
- …laws, rules and regulations, and related supervisory guidance. + Performs compliance risk assessments in conjunction with business partners to ensure all compliance ... and resolution. + Identifies potential areas of compliance vulnerability and risk ; develops and implements corrective action plans for resolution of problematic… more