- Scotiabank (Dallas, TX)
- …Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic ... Responsible to provide first line of defense (1LOD) operational risk management practices in the Global Banking...business controls to meet obligations with respect to operational, compliance , AML/ATF/sanctions and conduct risk . + Champion… more
- TD Bank (New York, NY)
- …: New York, New York, United States of America **Hours:** 40 **Line of Business:** Risk Management **Pay Detail:** $175,000 - $215,000 USD TD is committed to ... data and dialogue with relevant parties. Ensure that all risks are transparent to Risk Management , Business Leaders and Senior Management . + Participate in… more
- M&T Bank (Buffalo, NY)
- …for comprehensive coverage of all technology capabilities. + Develop and execute sophisticated risk management framework and programs that informs how to align ... and continually assessing regulation and standards to achieve industry-leading technology risk compliance . + Spearhead collaboration among cross-functional teams… more
- American Express (Phoenix, AZ)
- …together, you will help us define the future of American Express. **Regulatory Compliance Manager ** American Express Company is seeking a skilled Regulatory ... Change Management professional to join our Global Compliance ... efforts align with corporate objectives and policies. **Regulatory Compliance and Risk Assessment** + Conduct an… more
- Aflac (New York, NY)
- …plus Skills/Knowledge: + Minimum 2 years as a manager in Investment Compliance + Good working knowledge of Portfolio Management / Investment Operations ... VP, Investment Compliance Manager The Company: Aflac Asset...compliance forensic testing. + Interface with other Aflac Compliance functions and Investment Risk as appropriate… more
- New York State Civil Service (Albany, NY)
- …, compliance or audit environment.* Developing and implementing financial crime risk management or compliance policies, programs and procedures.A ... and AML Compliance ; ABA Certificate in Fraud Compliance ; Certified Regulatory Compliance Manager *...at a supervisory level:* Evaluating financial institution financial crime risk (BSA/AML, CIP, OFAC/Sanctions, CTF) in a management… more
- Capital One (Mclean, VA)
- …+ **3+ years of experience in Project or Business Process, or Risk Management ** + **Certified Risk Manager (CRM) or BC (Business Certification)** + ... Sr. Risk Associate **As part of Enterprise Risk Management , you'll work with talented associates to provide oversight and effective challenge to ensure that… more
- Parker Hannifin Corporation (Cleveland, OH)
- …rollout efforts to institutionalize process improvements. + Proficiency in compliance management concepts, tools, techniques, and risk management . Strong ... Group Export Compliance Manager Location : CLEVELAND, OH,...with standard software (eg Microsoft Office, ERP systems, export compliance management software), project management … more
- City of New York (New York, NY)
- …attention to the long-term challenges we face together. The Bureau of Asset Management is responsible for oversight of the investment portfolios of the five New ... continuous improvement, the goal of the Bureau of Asset Management is to achieve exceptional investment outcomes for all...of New York. The Investment Officer - Performance & Risk Reporting is responsible for the production, validation, and… more
- USAA (San Antonio, TX)
- …distribution channels, regulations, and third-party operations. + Acquires knowledge of risk management principles and practices. + Applies foundational learning ... complex tasks and/or projects required. + Foundational and conceptual knowledge of risk management , regulatory or operations experience in a relevant functional… more