- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Develops and maintains product policies and procedures. + Works in conjunction with management to prepare the Compliance Risk Assessment. + Completes the ... program, and surfacing relevant information to aid in risk -based decision-making regarding compliance with respect to...services for GWS packaged products + Periodically reports on compliance and operational issues to senior management .… more
- The Walt Disney Company (Glendale, CA)
- …and risk mitigation. **Responsibilities** + Drive GIS Information Security Compliance programs and projects through the full life cycle from scoping, timelines, ... services to assess, prevent, detect, and respond to cyber threats that present risk to The Walt Disney Company. We enable the business by integrating enterprise… more
- Otsuka America Pharmaceutical Inc. (Princeton, NJ)
- **Job Summary** The Manager Corporate Compliance will oversee business compliance with Otsuka policies and procedures governing fee-for-service arrangements ... healthcare organizations and events, and other US Ethics & Compliance (E&C) processes in furtherance of US and global...in furtherance of US and global fraud and abuse risk mitigation, financial transparency, and Otsuka ethical standards. **Job… more
- HUB International (Austin, TX)
- …insurance and employee benefits broker, providing a broad array of property, casualty, risk management , life and health, employee benefits, investment and wealth ... **Job Title:** Manager , ERISA Compliance **Location:** Austin, TX **Department:**... management products and services. Throughout our network of more than… more
- Amazon (Redmond, WA)
- …team to support regulatory compliance operations of the business. The Compliance Program Manager will be responsible for supporting regulatory compliance ... tracking test data and maintaining schedule alignment across multiple programs. The Compliance Program Manager will be responsible for building and maintaining… more
- Regions Bank (Birmingham, AL)
- …into the careers section of the system. **Job Description:** At Regions, the Business Unit Compliance Manager leads a team of first line of defense risk ... of directly related experience, and three (3) years of management experience + Or High School Diploma or GED...of business **Preferences** + Master's degree + Certified Regulatory Compliance Manager (CRCM) + Strong analytical, research,… more
- BMO Financial Group (Brookfield, WI)
- …approach to detection and research of activities and events in alignment with criminal risk frameworks and standards to ensure compliance as well as support ... efficient processes, enhanced analysis and/or streamlined reporting. + May perform risk -based assessments of incidents/cases referred from others to determine the… more
- WM (Houston, TX)
- …and the Senior Director of Ethics and Compliance , the Ethics and Compliance Program Manager is responsible for the effective implementation and operation of ... the administration and oversight of the company's reporting Helpline management of compliance and ethics policies, procedures,...with compliance reviews and audits of the compliance processes and systems, including program risk … more
- TD Bank (Charlotte, NC)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... willing to work hands-on to drive key initiatives across compliance , operational risk management , and...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Vibrant Emotional Health (New York, NY)
- Position Title: Compliance Manager - Direct Services (Non-Billable Services) Salary Range: $76,000.00 - $87,000.00 Department: Corporate Compliance Reports ... can be a reality for everyone. Position Overview: The Compliance Manager is responsible for assisting the...all Vibrant departments. Duties/Responsibilities: Assist in the creation and management of a detailed compliance program Monitor… more